Situational Awareness LP - 15 Sep 2026 Form 4 Insider Report for SharonAI Holdings Inc. (SHAZ)

Reporting relationship: 10%+ Owner
Issuer ticker: SHAZ
Reported as of: 15 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 17 Sep 2026, 16:21:39 UTC
Prior SEC filing: 02 Jul 2026
Source filing: View source filing
Reporting owner signature: /s/ Leopold Aschenbrenner, Managing Partner of Situational Awareness LP

Key filing fact

Situational Awareness LP filed Form 4 for SharonAI Holdings Inc. (SHAZ) on 17 Sep 2026.

Key facts

This page summarizes Situational Awareness LP's Form 4 filing for SharonAI Holdings Inc. (SHAZ).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 17 Sep 2026, 16:21.

Change

Previous filing in this sequence was filed on 02 Jul 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002045724 Primary reporting owner

Situational Awareness LP

Relationship: 10%+ Owner
Address: 77 FEDERAL STREET, 4TH FLOOR, SAN FRANCISCO
Signature: /s/ Leopold Aschenbrenner, Managing Partner of Situational Awareness LP
Signature date: 17 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SHAZ transaction

Class A Ordinary Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: +2,674,823
Change %: +50%
Price: $0.000100^*
Shares after: 8,070,950
Date: 15 Sep 2026
Ownership: See Note
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SHAZ transaction Derivative

Pre-Funded Warrants

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares: -2,674,823
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 15 Sep 2026
Ownership: See Note
Underlying class: Class A Ordinary Common Stock
Underlying amount: 2,674,823
Exercise price: $0.000100
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reporting persons are Situational Awareness LP ("SALP"), SAF AI GP LP ("GP"), Situational Awareness LLC ("SALLC"), Situational Awareness Partners LP ("Fund"), Leopold Aschenbrenner and Carl Shulman. SALP and GP are the investment adviser and general partner, respectively, of Fund. SALLC is the general partner of SALP. Mr. Aschenbrenner is the managing partner and control person of SALP and GP and the manager of SALLC. Mr. Shulman is the co-portfolio manager of Fund. Fund holds these securities directly for the benefit of its investors. SALP, GP, SALLC, Mr. Aschenbrenner and Mr. Shulman may be deemed to indirectly beneficially own the securities due to their relationship with Fund. The reporting persons disclaim beneficial ownership of the securities except to the extent of their respective pecuniary interests therein.

Footnote F2

The pre-funded warrants are exercisable at any time and have no expiration date.

SEC remarks

SALP is filing this Form 4 for itself and the other reporting persons. The reporting persons are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934.