Anthony Noto - 14 Sep 2026 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: SOFI
Reported as of: 14 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 16 Sep 2026, 19:43:47 UTC
Prior SEC filing: 01 Jul 2026
Next SEC filing: 01 Oct 2026
Source filing: View source filing
Reporting owner signature: /s/ Sara C. Thompson, Attorney-in-Fact

Filing notes and source

Key filing fact

Anthony Noto filed Form 4 for SoFi Technologies, Inc. (SOFI) on 16 Sep 2026.

Key facts

This page summarizes Anthony Noto's Form 4 filing for SoFi Technologies, Inc. (SOFI).
7 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 16 Sep 2026, 19:43.

Change

Previous filing in this sequence was filed on 01 Jul 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001613438 Primary reporting owner

Noto Anthony

Relationship: Chief Executive Officer, Director
Address: C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO
Signature: /s/ Sara C. Thompson, Attorney-in-Fact
Signature date: 16 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SOFI transaction

Common Stock

Options Exercise

Transaction value
Shares: +136,166
Change %: +1.1%
Price
Shares after: 12,255,208
Date: 14 Sep 2026
Ownership: Direct
Footnotes: F1

SOFI transaction

Common Stock

Options Exercise

Transaction value
Shares: +154,197
Change %: +1.3%
Price
Shares after: 12,409,405
Date: 14 Sep 2026
Ownership: Direct
Footnotes: F1

SOFI transaction

Common Stock

Options Exercise

Transaction value
Shares: +55,191
Change %: +0.44%
Price
Shares after: 12,464,596
Date: 14 Sep 2026
Ownership: Direct
Footnotes: F1

SOFI transaction

Common Stock

Tax liability

Transaction value
Shares: -188,259
Change %: -1.5%
Price: $17.32^*
Shares after: 12,276,337
Date: 14 Sep 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SOFI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares: -136,166
Change %: -14%
Price: $0.000000^*
Shares after: 816,992
Date: 14 Sep 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 136,166
Exercise price
Footnotes: F1, F3

SOFI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares: -154,197
Change %: -23%
Price: $0.000000^*
Shares after: 513,990
Date: 14 Sep 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 154,197
Exercise price
Footnotes: F1, F4

SOFI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares: -55,191
Change %: -6.7%
Price: $0.000000^*
Shares after: 772,668
Date: 14 Sep 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 55,191
Exercise price
Footnotes: F1, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Footnote F2

Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Footnote F3

Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.

Footnote F4

Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Footnote F5

Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.