Pillar Invest Corp - 16 May 2023 Form 3/A - Amendment Insider Report for Aceragen, Inc.

Source evidence Original filing metadata and source links for verification. 6 source fields
SEC form
3/A - Amendment
Accepted by SEC
19 Jul 2023, 16:05:07 UTC
Original report date
23 Jun 2023
Prior SEC filing
26 Sep 2022
Next SEC filing
19 Jul 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Pillar Invest Corporation, /s/ Youssef El Zein, Authorized Person

Key filing fact

Pillar Invest Corp filed Form 3/A - Amendment for Aceragen, Inc. on 19 Jul 2023.

Key facts

  • This page summarizes Pillar Invest Corp's Form 3/A - Amendment filing for Aceragen, Inc..
  • 0 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 19 Jul 2023, 16:05.

Change

  • Previous filing in this sequence was filed on 26 Sep 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ACGN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
355,247
Date
16 May 2023
Ownership
By Pillar Partners Foundation, L.P.
Footnotes
F1
ACGN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
135,540
Date
16 May 2023
Ownership
By Pillar Pharmaceuticals 6, L.P.
Footnotes
F1
ACGN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
143,747
Date
16 May 2023
Ownership
By Abude Umari
Footnotes
F1
ACGN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,547
Date
16 May 2023
Ownership
By Youssef El Zein
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ACGN holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
16 May 2023
Ownership
By Pillar Partners Foundation, L.P.
Underlying class
Common Stock
Underlying amount
162,601
Exercise price
$0.0100
Footnotes
F1, F2
ACGN holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
16 May 2023
Ownership
By Pillar Partners Foundation, L.P.
Underlying class
Common Stock
Underlying amount
35,687
Exercise price
$0.0100
Footnotes
F1, F2
ACGN holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
16 May 2023
Ownership
By Pillar Pharmaceuticals 6, L.P.
Underlying class
Common Stock
Underlying amount
45,114
Exercise price
$0.0100
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Pillar Invest Corporation ("Pillar GP") is the general partner of Pillar Pharmaceuticals 6, L.P. ("Pillar 6") and Pillar Partners Foundation, L.P. ("Pillar Partners", together with Pillar GP and Pillar 6, the "Pillar Funds"). Youssef El Zein and Abude Umari are directors of Pillar GP. Each of Pillar GP, Mr. El Zein and Mr. Umari disclaims Section 16 beneficial ownership of the securities beneficially owned by the Pillar Funds and this report shall not be deemed an admission that any of Pillar GP, Mr. El Zein or Mr. Umari is the Section 16 beneficial owner of any such securities, except to the extent of its or his pecuniary interest therein, if any, by virtue of its or his ownership interest in the Pillar Funds or Pillar GP, as applicable.

Footnote F2

The warrants are exercisable subject to a beneficial ownership blocker provision that prevents the holder from exercising the warrants if such exercise would result in the holder beneficially owning more than 19.99% of the Issuer's Common Stock outstanding following such exercise.

SEC remarks

This Amendment on Form 3/A amends and restates the Form 3 originally filed on June 23, 2023 in its entirety for the sole purpose of excluding 29,965 shares of the Issuer's Common Stock purchased on May 17, 2023 by Mr. Umari, which were previously inadvertently reported in the Form 3 filing and will instead be included in a Form 4 filing.

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