L. John Doerr - 04 Sep 2026 Form 3 Insider Report for SunPower Inc. (SPWR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
14 Sep 2026, 19:12:12 UTC
Prior SEC filing
06 Jul 2026
Next SEC filing
16 Sep 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ L. John Doerr

Key filing fact

L. John Doerr filed Form 3 for SunPower Inc. (SPWR) on 14 Sep 2026.

Key facts

  • This page summarizes L. John Doerr's Form 3 filing for SunPower Inc. (SPWR).
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 14 Sep 2026, 19:12.

Change

  • Previous filing in this sequence was filed on 06 Jul 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0001032455 Primary reporting owner

DOERR L JOHN

Relationship
10%+ Owner
Address
1180 SAN CARLOS AVENUE, #717, SAN CARLOS
Signature
/s/ L. John Doerr
Signature date
14 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPWR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
40,023,511
Date
04 Sep 2026
Ownership
By Foris Ventures, LLC
Footnotes
F1
SPWR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,528,421
Date
04 Sep 2026
Ownership
By The Vallejo Ventures Trust U/T/A 2/12/96
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPWR holding Derivative

10.00% Convertible Senior Secured Note due 2029

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
04 Sep 2026
Ownership
By Foris Ventures, LLC
Underlying class
Common Stock
Underlying amount
3,051,572
Exercise price
Footnotes
F1, F3
SPWR holding Derivative

Warrant (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
04 Sep 2026
Ownership
By Foris Ventures, LLC
Underlying class
Common Stock
Underlying amount
121,176
Exercise price
$11.50
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT") is the member of Foris Ventures, LLC ("Foris"). L. John Doerr is a trustee of VVT. By virtue of these relationships, L. John Doerr may be deemed to have the power to vote and dispose of shares held by Foris. L. John Doerr disclaims beneficial ownership of the shares held by Foris except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that any Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Footnote F2

L. John Doerr is a trustee of VVT. By virtue of this relationship, L. John Doerr may be deemed to have the power to vote and dispose of shares held by VVT. L. John Doerr disclaims beneficial ownership of the shares held by VVT except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that any Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Footnote F3

The 10.00% Convertible Senior Secured Note due 2029 held by Foris (the "Convertible Note") is convertible into shares of the Company's Common Stock at a conversion rate of 610.3143 shares per $1,000 in principal (which conversion rate is subject to adjustment in certain circumstances), representing an effective conversion price of approximately $1.64 per share. The principal amount of the Convertible Note is $5,000,000. The Convertible Note matures on May 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.

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