William E. Ford - 30 Jun 2021 Form 4 Insider Report for Royalty Pharma plc (RPRX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
30 Jun 2021, 17:11:32 UTC
Prior SEC filing
29 Jun 2021
Next SEC filing
16 Sep 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sean Weisberg, as Attorney-in-Fact for William E. Ford

Key filing fact

William E. Ford filed Form 4 for Royalty Pharma plc (RPRX) on 30 Jun 2021.

Key facts

  • This page summarizes William E. Ford's Form 4 filing for Royalty Pharma plc (RPRX).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 30 Jun 2021, 17:11.

Change

  • Previous filing in this sequence was filed on 29 Jun 2021.
  • Current net transaction value: +$37,489.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RPRX transaction

Class A Ordinary Shares

Award

Transaction value
$37,489
Shares
+871
Change %
+15%
Price
$43.04
Shares after
6,597
Date
30 Jun 2021
Ownership
Direct
Footnotes
F1
RPRX holding

Class A Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
539,768
Date
30 Jun 2021
Ownership
By Madison Park Capital, LLC
Footnotes
F2
RPRX holding

Class A Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,500,000
Date
30 Jun 2021
Ownership
GA RP Holding, L.P.
Footnotes
F3, F4, F5, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Reflects Class A Ordinary Shares issued to the Reporting Person under the Issuer's 2020 Independent Director Equity Incentive Plan in lieu of a quarterly retainer payment of $37,500.

Footnote F2

The Reporting Person has a private membership interest in Madison Park Capital, LLC ("MPC"), a U.S. based entity within the General Atlantic private equity group, and is an officer and a member of the Board of Managers of MPC. The ordinary shares reported herein give effect to the distribution of ordinary shares by Groton Restricted Fund LP for no additional consideration to its limited partners. As the distribution of such ordinary shares constituted only a change in the form of the Reporting Person's ownership in such ordinary shares, the Reporting Person was not required to report the distribution pursuant to Section 16. The Reporting Person disclaims ownership of such ordinary shares except to the extent he has a pecuniary interest therein.

Footnote F3

The Reporting Person is employed by an entity affiliated with GA RP Holding, L.P. ("GA RP Holding"). The limited partners of GA RP Holding that share beneficial ownership of the ordinary shares held by GA RP Holding are GAP Coinvestments CDA, L.P. ("GAPCO CDA"), GAP Coinvestments III, LLC ("GAPCO III"), GAP Coinvestments IV, L.P. ("GAPCO IV"), GAP Coinvestments V, LLC ("GAPCO V"), General Atlantic Partners (Bermuda) IV, L.P. ("GAP Bermuda IV"), General Atlantic Partners (Bermuda) EU, L.P. ("GAP Bermuda EU") and General Atlantic Partners (Lux), SCSp ("GAP Lux").

Footnote F4

GA RP Holding, Ltd. ("GA RP Ltd.") is the general partner of GA RP Holding. General Atlantic LLC ("GA LLC") is the managing member of GAPCO III, GAPCO IV and GAPCO V and the general partner of GAPCO CDA. General Atlantic GenPar (Lux), SCSp ("GA GenPar Lux") is the general partner of GAP Lux, and General Atlantic (Lux) S.a.r.l ("GA Lux Sarl") is the general partner of GA GenPar Lux. General Atlantic GenPar (Bermuda), L.P. ("GA GenPar Bermuda") is the sole shareholder of GA Lux Sarl, and the general partner of GAP Bermuda IV and GAP Bermuda EU. GAP (Bermuda) Limited is the general partner of GA GenPar Bermuda and the sole shareholder of GA RP Ltd.

Footnote F5

There are nine members of the management committee of GA LLC (the "GA Management Committee"), and the GA Management Committee is ultimately responsible for the management of GAP (Bermuda) Limited. The Reporting Person is a member of the GA Management Committee and is Chief Executive Officer and a Managing Director of GA LLC.

Footnote F6

GA LLC, GA GenPar Bermuda, GAP (Bermuda) Limited, GAPCO III, GAPCO IV, GAPCO V, GAPCO CDA, GAP Bermuda IV, GAP Bermuda EU, GAP Lux, GA RP Ltd, GA GenPar Lux and GA Lux Sarl are a "group" within the meaning of Rule 13d-5 of the Securities Exchange Act of 1934, as amended. Each of the members of the GA Management Committee disclaims ownership of the ordinary shares except to the extent he or she has a pecuniary interest therein.

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