Baiju Bhatt - 10 Sep 2026 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Reporting relationship: Director
Issuer ticker: HOOD
Reported as of: 10 Sep 2026
Net transaction value: -$4,956,492
SEC form: 4
Accepted by SEC: 14 Sep 2026, 16:33:23 UTC
Prior SEC filing: 18 Aug 2026
Source filing: View source filing
Reporting owner signature: /s/ Maureen Montgomery, attorney-in-fact for Baiju Bhatt

Key filing fact

Baiju Bhatt filed Form 4 for Robinhood Markets, Inc. (HOOD) on 14 Sep 2026.

Key facts

This page summarizes Baiju Bhatt's Form 4 filing for Robinhood Markets, Inc. (HOOD).
7 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 14 Sep 2026, 16:33.

Change

Previous filing in this sequence was filed on 18 Aug 2026.
Current net transaction value: -$4,956,492.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001870914 Primary reporting owner

Bhatt Baiju

Relationship: Director
Address: C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK
Signature: /s/ Maureen Montgomery, attorney-in-fact for Baiju Bhatt
Signature date: 14 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOOD transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares: +43,373
Change %
Price
Shares after: 43,373
Date: 10 Sep 2026
Ownership: By Living Trust
Footnotes: F1

HOOD transaction

Class A Common Stock

Sale

Transaction value: $270,652
Shares: -2,400
Change %: -5.5%
Price: $112.77
Shares after: 40,973
Date: 10 Sep 2026
Ownership: By Living Trust
Footnotes: F2, F3

HOOD transaction

Class A Common Stock

Sale

Transaction value: $1,817,975
Shares: -15,984
Change %: -39%
Price: $113.74
Shares after: 24,989
Date: 10 Sep 2026
Ownership: By Living Trust
Footnotes: F2, F4

HOOD transaction

Class A Common Stock

Sale

Transaction value: $2,163,006
Shares: -18,889
Change %: -76%
Price: $114.51
Shares after: 6,100
Date: 10 Sep 2026
Ownership: By Living Trust
Footnotes: F2, F5

HOOD transaction

Class A Common Stock

Sale

Transaction value: $693,232
Shares: -6,000
Change %: -98%
Price: $115.54
Shares after: 100
Date: 10 Sep 2026
Ownership: By Living Trust
Footnotes: F2, F6

HOOD transaction

Class A Common Stock

Sale

Transaction value: $11,626
Shares: -100
Change %: -100%
Price: $116.26
Shares after: 0
Date: 10 Sep 2026
Ownership: By Living Trust
Footnotes: F2, F7

HOOD holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,703
Date: 10 Sep 2026
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOOD transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
Shares: -43,373
Change %: -0.09%
Price: $0.000000^*
Shares after: 46,805,566
Date: 10 Sep 2026
Ownership: By Living Trust
Underlying class: Class A Common Stock
Underlying amount: 43,373
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 7 footnotes

Footnote F1

As part of the transactions effected on September 10, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 43,373 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Footnote F2

This transaction was effected pursuant to the Bhatt 10b5-1 plan.

Footnote F3

This transaction was executed in multiple trades during the day at prices ranging from $112.17 to $113.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Footnote F4

This transaction was executed in multiple trades during the day at prices ranging from $113.17 to $114.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Footnote F5

This transaction was executed in multiple trades during the day at prices ranging from $114.17 to $115.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Footnote F6

This transaction was executed in multiple trades during the day at prices ranging from $115.21 to $116.15. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Footnote F7

This transaction was executed during the day at the price reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC remarks

Exhibit 24 - Power of Attorney