Key facts
- This page summarizes Constance H. Lau's Form 4 filing for HAWAIIAN ELECTRIC INDUSTRIES INC (HE).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 16 Dec 2021, 17:42.
Constance H. Lau - 14 Dec 2021 Form 4 Insider Report for HAWAIIAN ELECTRIC INDUSTRIES INC (HE)
- Reporting relationship
- President & CEO, Director
- Issuer ticker
- HE
- Reported as of
- 14 Dec 2021
- Net transaction value
- -$1,472,770
- SEC form
- 4
- Accepted by SEC
- 16 Dec 2021, 17:42:54 UTC
- Next SEC filing
- 29 Apr 2022
- Source filing
- View source filing
- Reporting owner signature
- Sean K. Clark, Attorney-in-fact for Constance H. Lau
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Constance H. Lau filed Form 4 for HAWAIIAN ELECTRIC INDUSTRIES INC (HE) on 16 Dec 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$1,472,770.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HE
transaction
Common Stock
Sale
- Transaction value
- $166,120
- Shares
- -4,000
- Change %
- -7%
- Price
- $41.53
- Shares after
- 52,825
- Date
- 14 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F2
HE
transaction
Common Stock
Sale
- Transaction value
- $1,306,650
- Shares
- -31,000
- Change %
- -59%
- Price
- $42.15
- Shares after
- 21,825
- Date
- 15 Dec 2021
- Ownership
- Direct
- Footnotes
- F2, F3
HE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 494,204
- Date
- 14 Dec 2021
- Ownership
- By Constance Lau Trust
- Footnotes
- F4
HE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 125
- Date
- 14 Dec 2021
- Ownership
- By 401K
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Average execution price on December 14, 2021.
Footnote F2
This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.
Footnote F3
Average execution price on December 15, 2021.
Footnote F4
Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan and shares previously acquired by the reinvestment of dividends.
Footnote F5
Represents shares held in the form of stock units in the HEI Common Stock fund pursuant to the Hawaiian Electric Industries Retirement Savings Plan as of December 14, 2021.