Christian L. Oberbeck - 09 Sep 2026 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Reporting relationship: CEO and Director, Director
Issuer ticker: SAR
Reported as of: 09 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 10 Sep 2026, 11:03:11 UTC
Prior SEC filing: 19 Aug 2026
Source filing: View source filing
Reporting owner signature: /s/ Christian L Oberbeck

Key filing fact

Christian L. Oberbeck filed Form 4 for SARATOGA INVESTMENT CORP. (SAR) on 10 Sep 2026.

Key facts

This page summarizes Christian L. Oberbeck's Form 4 filing for SARATOGA INVESTMENT CORP. (SAR).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 10 Sep 2026, 11:03.

Change

Previous filing in this sequence was filed on 19 Aug 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001349483 Primary reporting owner

Oberbeck Christian L

Relationship: CEO and Director, Director
Address: C/O SARATOGA INVESTMENT CORP, 535 MADISON AVENUE, NEW YORK
Signature: /s/ Christian L Oberbeck
Signature date: 10 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SAR transaction

Common Stock

Other

Transaction value
Shares: -290
Change %: -1.5%
Price: $0.000000^*
Shares after: 18,477
Date: 09 Sep 2026
Ownership: By CLO Partners LLC
Footnotes: F1

SAR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 726,128
Date: 09 Sep 2026
Ownership: Direct

SAR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 100,000
Date: 09 Sep 2026
Ownership: By CLO Partners Holdings LLC

SAR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 94,155
Date: 09 Sep 2026
Ownership: By children

SAR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,110
Date: 09 Sep 2026
Ownership: By wife

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On September 9, 2026, Mr. Oberbeck transferred a total of 290 shares of common stock to a Saratoga employee as compensation.

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