Scott E. Garrison - 04 Sep 2026 Form 4 Insider Report for CLEANSPARK, INC. (CLSK)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
09 Sep 2026, 21:34:03 UTC
Prior SEC filing
14 Aug 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Scott E. Garrison

Key filing fact

Scott E. Garrison filed Form 4 for CLEANSPARK, INC. (CLSK) on 09 Sep 2026.

Key facts

  • This page summarizes Scott E. Garrison's Form 4 filing for CLEANSPARK, INC. (CLSK).
  • 9 reported transactions and 12 derivative rows are listed below.
  • Accepted by SEC: 09 Sep 2026, 21:34.

Change

  • Previous filing in this sequence was filed on 14 Aug 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002022147 Primary reporting owner

Garrison Scott Eugene

Relationship
EVP, Chief Development Officer
Address
10624 S. EASTERN AVE., SUITE A-638, HENDERSON
Signature
/s/ Scott E. Garrison
Signature date
09 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CLSK transaction

Common Stock

Options Exercise

Transaction value
Shares
+132,158
Change %
+65%
Price
$0.000000*
Shares after
334,550
Date
04 Sep 2026
Ownership
Direct
CLSK transaction

Common Stock

Tax liability

Transaction value
Shares
-58,863
Change %
-18%
Price
$13.34*
Shares after
275,687
Date
08 Sep 2026
Ownership
Direct
Footnotes
F1, F2
CLSK transaction

Common Stock

Options Exercise

Transaction value
Shares
+45,125
Change %
+16%
Price
$0.000000*
Shares after
320,812
Date
04 Sep 2026
Ownership
Direct
CLSK transaction

Common Stock

Tax liability

Transaction value
Shares
-20,999
Change %
-6.5%
Price
$12.61*
Shares after
300,713
Date
04 Sep 2026
Ownership
Direct
Footnotes
F1, F3
CLSK transaction

Common Stock

Options Exercise

Transaction value
Shares
+120,333
Change %
+40%
Price
$0.000000*
Shares after
421,046
Date
04 Sep 2026
Ownership
Direct
CLSK transaction

Common Stock

Tax liability

Transaction value
Shares
-53,596
Change %
-13%
Price
$13.34*
Shares after
367,450
Date
08 Sep 2026
Ownership
Direct
Footnotes
F1, F2
CLSK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
202,392
Date
04 Sep 2026
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CLSK transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-132,158
Change %
-28%
Price
$0.000000*
Shares after
334,550
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
132,158
Exercise price
$0.000000
Footnotes
F7
CLSK transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-120,333
Change %
-19%
Price
$0.000000*
Shares after
500,008
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
120,333
Exercise price
$0.000000
Footnotes
F8
CLSK transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-45,125
Change %
-11%
Price
$0.000000*
Shares after
379,675
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
45,125
Exercise price
$0.000000
Footnotes
F7
CLSK holding Derivative

Employee Stock Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,139
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,139
Exercise price
$6.00
Footnotes
F4
CLSK holding Derivative

Employee Stock Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
45,000
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
45,000
Exercise price
$15.69
Footnotes
F5
CLSK holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
33,350
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
33,350
Exercise price
$0.000000
Footnotes
F6
CLSK holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
396,476
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
396,476
Exercise price
$0.000000
Footnotes
F7
CLSK holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
225,625
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
225,625
Exercise price
$0.000000
Footnotes
F8
CLSK holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
361,000
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
361,000
Exercise price
$0.000000
Footnotes
F7
CLSK holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,384
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,384
Exercise price
$0.000000
Footnotes
F9
CLSK holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
160,000
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
160,000
Exercise price
$0.000000
Footnotes
F10
CLSK holding Derivative

Performance Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
120,000
Date
04 Sep 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
120,000
Exercise price
$0.000000
Footnotes
F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 11 footnotes

Footnote F1

This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.

Footnote F2

This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price.

Footnote F3

This is a weighted average of prices for all sales made on September 4, 2026, ranging from $12.5601 to $12.6700. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any secutity holder of the Issuer full information regarding the number of shares sold at each separate price.

Footnote F4

These Options were granted on July 7, 2023 and vested in equal monthly installments over 36 months.

Footnote F5

These Options were granted on May 14, 2021 and vested in equal monthly installments over 36 months.

Footnote F6

These RSUs will vest on September 30, 2026.

Footnote F7

These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

Footnote F8

These RSUs vest in equal semiannual installments over three years on September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

Footnote F9

These RSUs vest in equal quarterly installments on December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.

Footnote F10

These RSUs vest in equal annual installments over three years on March 20, 2027, March 20, 2028, and March 20, 2029, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Footnote F11

Vesting of these Long-Term Incentive Plan ("LTIP") awards is contingent on the common stock achieving a specified target market price of at least $18.80 based on a 20-trading day average during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. The reported LTIP awards do not include LTIP awards in respect of a maximum of 120,000 shares of common stock for which such awards will vest in accordance with their terms upon achievement of specified performance goals tied to gross power under leases to customers for data centers, with threshold performance at 600 MW gross and maximum payout at 800 MW gross, during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029.

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