Matthew Rizik - 07 Sep 2026 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Reporting relationship: Director
Issuer ticker: RKT
Reported as of: 07 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 09 Sep 2026, 19:12:03 UTC
Prior SEC filing: 08 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Elisabeth Gormley, attorney in fact

Filing notes and source

Key filing fact

Matthew Rizik filed Form 4 for Rocket Companies, Inc. (RKT) on 09 Sep 2026.

Key facts

This page summarizes Matthew Rizik's Form 4 filing for Rocket Companies, Inc. (RKT).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 09 Sep 2026, 19:12.

Change

Previous filing in this sequence was filed on 08 Jun 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001817213 Primary reporting owner

Rizik Matthew

Relationship: Director
Address: C/O ROCKET COMPANIES, INC., 1050 WOODWARD AVENUE, DETROIT
Signature: /s/ Elisabeth Gormley, attorney in fact
Signature date: 09 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RKT transaction

Class A common stock

Options Exercise

Transaction value
Shares: +14,796
Change %: +0.61%
Price
Shares after: 2,439,337
Date: 07 Sep 2026
Ownership: Direct
Footnotes: F1, F2

RKT transaction

Class A common stock

Other

Transaction value
Shares: -14,796
Change %: -0.61%
Price: $14.06^*
Shares after: 2,424,541
Date: 07 Sep 2026
Ownership: Direct
Footnotes: F2

RKT holding

Class A common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 675,000
Date: 07 Sep 2026
Ownership: By grantor retained annuity trust (GRAT)
Footnotes: F3

RKT holding

Class A common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,125,000
Date: 07 Sep 2026
Ownership: By grantor retained annuity trust (GRAT) no. 2
Footnotes: F4

RKT holding

Class L-2 common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 986,005
Date: 07 Sep 2026
Ownership: Direct

RKT holding

Class L-2 common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 825,000
Date: 07 Sep 2026
Ownership: By grantor retained annuity trust (GRAT)

RKT holding

Class L-2 common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,375,000
Date: 07 Sep 2026
Ownership: By grantor retained annuity trust (GRAT) no. 2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RKT transaction Derivative

Cash-Settled Restricted Stock Units

Options Exercise

Transaction value
Shares: -14,796
Change %: -12%
Price: $0.000000^*
Shares after: 105,695
Date: 07 Sep 2026
Ownership: Direct
Underlying class: Class A common stock
Underlying amount: 14,796
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents the vesting and automatic settlement into cash of a portion of the Cash Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Footnote F2

Includes 1,386,005 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Footnote F3

Includes 675,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Footnote F4

Includes 1,125,000 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

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