William O'Dowd IV - 12 May 2025 Form 4 Insider Report for Dolphin Entertainment, Inc. (DLPN)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: DLPN
Reported as of: 12 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Sep 2026, 16:40:40 UTC
Prior SEC filing: 05 May 2025
Next SEC filing: 20 May 2025
Source filing: View source filing
Reporting owner signature: /s/ William O'Dowd IV

Key filing fact

William O'Dowd IV filed Form 4 for Dolphin Entertainment, Inc. (DLPN) on 08 Sep 2026.

Key facts

This page summarizes William O'Dowd IV's Form 4 filing for Dolphin Entertainment, Inc. (DLPN).
3 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 08 Sep 2026, 16:40.

Change

Previous filing in this sequence was filed on 05 May 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001520776 Primary reporting owner

O'Dowd William IV

Relationship: Chief Executive Officer, Director, 10%+ Owner
Address: C/O DOLPHIN ENTERTAINMENT, INC., 150 ALHAMBRA CIRCLE, SUITE 1200, CORAL GABLES
Signature: /s/ William O'Dowd IV
Signature date: 08 Sep 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DLPN transaction Derivative

10% Convertible Promissory Note due 2027

Other

Transaction value
Shares
Change %
Price
Shares after: $1,107,873
Date: 12 May 2025
Ownership: By Dolphin Entertainment LLC
Underlying class: Common Stock
Underlying amount: 1,107,873
Exercise price: $1.00
Footnotes: F1, F2, F3

DLPN transaction Derivative

10% Convertible Promissory Note due 2029

Other

Transaction value
Shares
Change %
Price
Shares after: $1,000,000
Date: 12 May 2025
Ownership: By Dolphin Entertainment LLC
Underlying class: Common Stock
Underlying amount: 1,000,000
Exercise price: $1.00
Footnotes: F1, F2, F3

DLPN transaction Derivative

10% Convertible Promissory Note due 2029

Other

Transaction value
Shares
Change %
Price
Shares after: $135,000
Date: 12 May 2025
Ownership: By Dolphin Entertainment LLC
Underlying class: Common Stock
Underlying amount: 135,000
Exercise price: $1.00
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On May 12, 2025, the Issuer entered into an exchange agreement (the "Exchange Agreement") with Dolphin Entertainment LLC ("DE LLC"), pursuant to which, the Issuer and DE LLC agreed to exchange the three nonconvertible promissory notes in the aggregate principal amount of $2,242,873 for three convertible promissory notes (the "New Notes") in the same principal amounts. As consideration for the exchange, the Issuer and DE LLC agreed to extend the maturity date on each of the notes by six months. One note, with a principal balance of $1,107,873 now matures on June 30, 2027, one note with a principal balance of $1,000,000 now matures on October 29, 2029 and one note with a principal balance of $135,000, now matures on December 10, 2029. The New Notes continue to bear interest at a rate of 10% per annum. DE LLC may convert the principal balance of the New Notes and any accrued interest thereon at any time before the maturity date of the Note into common stock of the Issuer.

Footnote F2

Does not include shares which may be issued upon the conversion of interest due.

Footnote F3

Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.