(ASRV)

Reporting relationship: EVP - ASRV Wealth & Cap. Mgmt.
Issuer ticker: ASRV
Reported as of: 31 Aug 2026
Net transaction value: -$48,889
SEC form: 4
Accepted by SEC: 08 Sep 2026, 16:18:23 UTC
Prior SEC filing: 24 Aug 2026
Next SEC filing: 08 Oct 2026
Source filing: View source filing
Reporting owner signature: Sharon M. Callihan - Attorney-in-Fact

Key filing fact

David A. Finui filed Form 4 for AMERISERV FINANCIAL INC /PA/ (ASRV) on 08 Sep 2026.

Key facts

This page summarizes David A. Finui's Form 4 filing for AMERISERV FINANCIAL INC /PA/ (ASRV).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 08 Sep 2026, 16:18.

Change

Previous filing in this sequence was filed on 24 Aug 2026.
Current net transaction value: -$48,889.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001236014 Primary reporting owner

FINUI DAVID A

Relationship: EVP - ASRV Wealth & Cap. Mgmt.
Address: 216 FRANKLIN STREET, JOHNSTOWN
Signature: Sharon M. Callihan - Attorney-in-Fact
Signature date: 08 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASRV transaction

Common Stock

Options Exercise

Transaction value
Shares: +3,498
Change %: +155%
Price: $3.32^*
Shares after: 5,748
Date: 31 Aug 2026
Ownership: Direct

ASRV transaction

Common Stock

Sale

Transaction value: $17,875
Shares: -3,498
Change %: -61%
Price: $5.11
Shares after: 2,250
Date: 31 Aug 2026
Ownership: Direct
Footnotes: F3

ASRV transaction

Common Stock

Options Exercise

Transaction value
Shares: +6,502
Change %: +289%
Price: $3.32^*
Shares after: 8,752
Date: 04 Sep 2026
Ownership: Direct

ASRV transaction

Common Stock

Sale

Transaction value: $31,015
Shares: -6,502
Change %: -74%
Price: $4.77
Shares after: 2,250
Date: 04 Sep 2026
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASRV transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares: -3,498
Change %: -35%
Price: $3.32^*
Shares after: 6,502
Date: 31 Aug 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,498
Exercise price: $3.32
Footnotes: F1, F2

ASRV transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares: -6,502
Change %: -100%
Price: $3.32^*
Shares after: 0
Date: 04 Sep 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,502
Exercise price: $3.32
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These options vest in three equal annual installments beginning on September 29, 2017, subject to acceleration or forfeiture in certain specified circumstances.

Footnote F2

This transaction relates to a cashless stock option exercise.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $5.10 to $5.1156. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.