BROOKFIELD Corp /ON/ - 30 Nov 2022 Form 4 Insider Report for Vistra Corp. (VST)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Dec 2022, 19:58:03 UTC
Prior SEC filing
16 Jun 2022
Next SEC filing
23 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: See Signatures Included in Exhibit 99.2

Key filing fact

BROOKFIELD Corp /ON/ filed Form 4 for Vistra Corp. (VST) on 02 Dec 2022.

Key facts

  • This page summarizes BROOKFIELD Corp /ON/'s Form 4 filing for Vistra Corp. (VST).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 02 Dec 2022, 19:58.

Change

  • Previous filing in this sequence was filed on 16 Jun 2022.
  • Current net transaction value: -$75,230,490.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VST transaction

Common Stock, par value $0.01 per share

Sale

Transaction value
$51,436,390
Shares
-2,135,176
Change %
-14%
Price
$24.09
Shares after
13,281,712
Date
30 Nov 2022
Ownership
See notes
Footnotes
F1, F2, F3, F4, F5, F8, F9, F10
VST transaction

Common Stock, par value $0.01 per share

Sale

Transaction value
$23,794,100
Shares
-970,000
Change %
-7.3%
Price
$24.53
Shares after
12,311,712
Date
01 Dec 2022
Ownership
See notes
Footnotes
F1, F2, F3, F4, F6, F7, F8, F9, F10
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

See Exhibit 99.1 for text of footnote (1).

Footnote F2

See Exhibit 99.1 for text of footnote (2).

Footnote F3

See Exhibit 99.1 for text of footnote (3).

Footnote F4

See Exhibit 99.1 for text of footnote (4).

Footnote F5

See Exhibit 99.1 for text of footnote (5).

Footnote F6

See Exhibit 99.1 for text of footnote (6).

Footnote F7

See Exhibit 99.1 for text of footnote (7).

Footnote F8

See Exhibit 99.1 for text of footnote (8).

Footnote F9

See Exhibit 99.1 for text of footnote (9).

Footnote F10

See Exhibit 99.1 for text of footnote (10).

SEC remarks

Following the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, by and among Oaktree Capital Group, LLC ("OCG"), Brookfield Asset Management Inc. ("BAM") and other parties thereto (as reported in a Form 8-K filed by OCG on October 4, 2019), BAM and certain of its affiliates may be deemed to beneficially own securities of the Issuer held by OCG and certain of its affiliates, which beneficial ownership BAM and its affiliates disclaims except to the extent of their respective pecuniary interests therein. Due to the technical limitation on the number of reporting persons per filing, this filing is being made into two identical parts. This filing is part two of two. See Exhibit 99.2 for Joint Filer Information and Signatures incorporated herein by reference.

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