Josh Simon - 01 Sep 2026 Form 4 Insider Report for Funko, Inc. (FNKO)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: FNKO
Reported as of: 01 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Sep 2026, 19:48:18 UTC
Prior SEC filing: 03 Sep 2025
Next SEC filing: 04 Sep 2026
Source filing: View source filing
Reporting owner signature: /s/ Tracy Daw, as Attorney-in-Fact for Josh Simon

Key filing fact

Josh Simon filed Form 4 for Funko, Inc. (FNKO) on 03 Sep 2026.

Key facts

This page summarizes Josh Simon's Form 4 filing for Funko, Inc. (FNKO).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 03 Sep 2026, 19:48.

Change

Previous filing in this sequence was filed on 03 Sep 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002084455 Primary reporting owner

Simon Josh

Relationship: Chief Executive Officer, Director
Address: C/O FUNKO, INC., 2802 WETMORE AVENUE, EVERETT
Signature: /s/ Tracy Daw, as Attorney-in-Fact for Josh Simon
Signature date: 03 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value
Shares: +250,000
Change %
Price: $0.000000^*
Shares after: 250,000
Date: 01 Sep 2026
Ownership: Direct

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value
Shares: +83,333
Change %: +33%
Price: $0.000000^*
Shares after: 333,333
Date: 01 Sep 2026
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -250,000
Change %: -25%
Price: $0.000000^*
Shares after: 750,000
Date: 01 Sep 2026
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 250,000
Exercise price
Footnotes: F1, F2

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -83,333
Change %: -11%
Price: $0.000000^*
Shares after: 666,667
Date: 01 Sep 2026
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 83,333
Exercise price
Footnotes: F1, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Footnote F2

The original grant of 1,000,000 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of September 1, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, provided that the RSUs vest in full upon a change in control).

Footnote F3

The original grant of 750,000 RSUs has vested or will vest on the following terms: (A) 1/3 of the RSUs vest in three equal annual installments on each of the first three anniversaries of September 1, 2025, (B) 1/3 of the RSUs vest based on the achievement of a stock price hurdle equal to or greater than $8.00 per share based on (I) the average of the Companys closing share price over a 45 trading day trailing average or (II) the price received by holders of Class A common stock in connection with a change in control for each share of Class A common stock held on the date of such change in control, and (C) the remaining 1/3 of the RSUs vest based on the achievement of a stock price hurdle equal to or greater than $20.00 per share based on (I) the average of the Companys closing share price over a 45 trading day trailing average or (II) the price received by holders of Class A common stock in connection with a change in control for each share of Class A common stock held on the

Footnote F4

(continued from Footnote 3) date of such change in control, which stock price hurdles must be achieved prior to the seventh anniversary of September 1, 2025, and in each case subject to Reporting Person's continued service through the applicable vesting dates.