Key facts
- This page summarizes Bruno Sousa Mauad's Form 4 filing for Aura Minerals Inc. (AUGO).
- 7 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 03 Sep 2026, 18:38.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Purchase
Conversion of derivative security
Conversion of derivative security
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Purchase
Sale
Sale
Conversion of derivative security
Additional SEC filing notes
Footnote F1
BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.
Footnote F2
Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $27.65 using the Banco Central do Brasil's conversion rate as of September 1, 2026.
Footnote F3
The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $79.55 to $80.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (3) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
Footnote F4
The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $81.00 to $81.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (4) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
Footnote F5
The price reported is a weighted average price. These BDRs were sold in multiple transactions at prices ranging from $26.46 to $27.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of BDRs sold at each separate price within the ranges set forth in footnote (5) to this Form 4. The weighted average price, R$138.34 Brazilian reais ("BRL") per BDR, has been converted to U.S. dollars ("USD") using the Banco Central do Brasil's conversion rate as of September 1, 2026. The proceeds of the sale were used to purchase an equivalent number of common shares, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table I above.
SEC remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.