Dara Bazzano - 01 Sep 2026 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Sep 2026, 16:43:25 UTC
Prior SEC filing
12 Aug 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Maureen Montgomery, attorney-in-fact for Dara Bazzano

Key filing fact

Dara Bazzano filed Form 4 for Robinhood Markets, Inc. (HOOD) on 03 Sep 2026.

Key facts

  • This page summarizes Dara Bazzano's Form 4 filing for Robinhood Markets, Inc. (HOOD).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Sep 2026, 16:43.

Change

  • Previous filing in this sequence was filed on 12 Aug 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001707112 Primary reporting owner

Bazzano Dara

Relationship
Chief Accounting Officer
Address
C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK
Signature
/s/ Maureen Montgomery, attorney-in-fact for Dara Bazzano
Signature date
03 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOOD transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+6,977
Change %
Price
Shares after
6,977
Date
01 Sep 2026
Ownership
Direct
Footnotes
F1
HOOD transaction

Class A Common Stock

Tax liability

Transaction value
Shares
-2,504
Change %
-36%
Price
$104.81*
Shares after
4,473
Date
01 Sep 2026
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOOD transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-6,977
Change %
-17%
Price
$0.000000*
Shares after
34,805
Date
01 Sep 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
6,977
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Footnote F2

Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 6,977 RSUs and does not represent a sale by the Reporting Person.

Footnote F3

On May 6, 2026, the Reporting Person was granted 41,782 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). Approximately 16.7% of the RSUs subject to the award vested on September 1, 2026, with an additional approximately 16.7% scheduled to vest on each of December 1, 2026, March 1, 2027 and June 1, 2027, followed by an additional approximately 8.3% scheduled to vest on each of September 1, 2027, December 1, 2027, March 1, 2028 and June 1, 2028, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC remarks

Exhibit 24 - Power of Attorney

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