Key facts
- This page summarizes Bruno Sousa Mauad's Form 4 filing for Aura Minerals Inc. (AUGO).
- 18 reported transactions and 13 derivative rows are listed below.
- Accepted by SEC: 02 Sep 2026, 20:01.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Purchase
Sale
Conversion of derivative security
Conversion of derivative security
Conversion of derivative security
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Sale
Sale
Sale
Sale
Purchase
Sale
Sale
Purchase
Conversion of derivative security
Sale
Purchase
Purchase
Sale
Additional SEC filing notes
Footnote F1
BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.
Footnote F2
Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $17.74 using the Banco Central do Brasil's conversion rate as of August 18, 2026.
Footnote F3
Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $17.82 using the Banco Central do Brasil's conversion rate as of August 31, 2026.
Footnote F4
Kapitalo Investimentos entered into a cash-settled total return swap pursuant to which it will pay any increase in, and receive any decrease in, the price of 70,153 Brazilian Depository Receipts, from an initial price per Brazilian Depository Receipt of BRL142.60. The final valuation date (subject to early termination by the parties) is September 30, 2026.
Footnote F5
Kapitalo Investimentos entered into a cash-settled total return swap pursuant to which it will pay any increase in, and receive any decrease in, the price of 405,273 Brazilian Depository Receipts, from an initial price per Brazilian Depository Receipt of BRL142.60. The final valuation date (subject to early termination by the parties) is September 30, 2026.
Footnote F6
The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $79.89 to $80.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (6) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
Footnote F7
The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $81.10 to $82.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (7) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
Footnote F8
The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
Footnote F9
The price reported is a weighted average price. These BDRs were sold in multiple transactions at prices ranging from $26.50 to $27.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of BDRs sold at each separate price within the ranges set forth in footnote (9) to this Form 4. The weighted average price, R$138.55 Brazilian reais ("BRL") per BDR, has been converted to U.S. dollars ("USD") using the Banco Central do Brasil's conversion rate as of August 31, 2026. The proceeds of the sale were used to purchase an equivalent number of common shares, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table I above.
Footnote F10
The put option was voluntarily terminated unexercised on August 31, 2026.
Footnote F11
The call option was voluntarily terminated unexercised on August 31, 2026.
SEC remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.