Joseph Lee Haughawout - 31 Aug 2026 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Reporting relationship: Chief Operating Officer
Issuer ticker: UEIC
Reported as of: 31 Aug 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Sep 2026, 16:09:02 UTC
Prior SEC filing: 13 Aug 2026
Source filing: View source filing
Reporting owner signature: /s/ Joseph (Lee) Haughawout, by Ryan Hochgesang, pursuant to Limited Power of Attorney dated August 6, 2026

Key filing fact

Joseph Lee Haughawout filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 02 Sep 2026.

Key facts

This page summarizes Joseph Lee Haughawout's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 02 Sep 2026, 16:09.

Change

Previous filing in this sequence was filed on 13 Aug 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002150469 Primary reporting owner

Haughawout Joseph Lee

Relationship: Chief Operating Officer
Address: 15147 N. SCOTTSDALE RD. STE H300, SCOTTSDALE
Signature: /s/ Joseph (Lee) Haughawout, by Ryan Hochgesang, pursuant to Limited Power of Attorney dated August 6, 2026
Signature date: 02 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UEIC transaction

Common Stock

Award

Transaction value
Shares: +15,000
Change %: +42%
Price: $0.000000^*
Shares after: 50,315
Date: 31 Aug 2026
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UEIC transaction Derivative

Performance Stock Units

Award

Transaction value
Shares: +60,000
Change %
Price: $0.000000^*
Shares after: 60,000
Date: 31 Aug 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 60,000
Exercise price
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Grant of restricted stock units ("RSUs") granted on August 31, 2026, each of which represents a contingent right to receive one share of the Issuer's common stock, with 1/3 of the RSUs vesting on each of the first three anniversaries of the grant date, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

Footnote F2

Includes prior awards of RSUs previously reported in Table II of Form 3. The total reported in column 5 includes the 15,000 newly awarded RSUs, 10,166 RSUs previously reported in Table II, and 25,149 shares of common stock.

Footnote F3

Each performance stock unit represents a contingent right to receive one share of UEI common stock.

Footnote F4

The performance stock unit award was approved by the Compensation Committee of the Board of Directors on August 31, 2026 with a grant date of August 31, 2026. The performance stock unit award will vest in three tranches with one stock market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the fifth anniversary of the grant date (August 31, 2031). Any unvested tranche will expire at close of business on August 31, 2031.