Key facts
- This page summarizes Pedro Batista de Lima Filho's Form 4 filing for AXIA Energia S.A. (AXIAY).
- 17 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 02 Sep 2026, 14:49.
Pedro Batista de Lima Filho - 31 Aug 2026 Form 4 Insider Report for AXIA Energia S.A. (AXIAY)
- Reporting relationship
- Director
- Issuer ticker
- AXIAY
- Reported as of
- 31 Aug 2026
- Net transaction value
- -$6,349,864
- SEC form
- 4
- Accepted by SEC
- 02 Sep 2026, 14:49:39 UTC
- Prior SEC filing
- 01 Sep 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Pedro Batista de Lima Filho
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Pedro Batista de Lima Filho filed Form 4 for AXIA Energia S.A. (AXIAY) on 02 Sep 2026.
Change
- Previous filing in this sequence was filed on 01 Sep 2026.
- Current net transaction value: -$6,349,864.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0002121444
Primary reporting owner
Batista de Lima Filho Pedro
- Relationship
- Director
- Address
- AVENIDA GRACA ARANHA, NO. 26, CENTRO, RIO DE JANEIRO, BRAZIL
- Signature
- /s/ Pedro Batista de Lima Filho
- Signature date
- 02 Sep 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AXIAY
transaction
Common Shares
Sale
- Transaction value
- $4,257,976
- Shares
- -414,200
- Change %
- -3%
- Price
- $10.28
- Shares after
- 13,330,819
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Footnotes
- F1, F2
AXIAY
transaction
Common Shares
Sale
- Transaction value
- $1,004,356
- Shares
- -97,700
- Change %
- -1.4%
- Price
- $10.28
- Shares after
- 6,771,117
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Footnotes
- F3, F4
AXIAY
transaction
Common Shares
Purchase
- Transaction value
- $108,862
- Shares
- +10,600
- Change %
- +0.16%
- Price
- $10.27
- Shares after
- 6,781,717
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Footnotes
- F4, F5
AXIAY
transaction
Common Shares
Sale
- Transaction value
- $24,672
- Shares
- -2,400
- Change %
- -0.7%
- Price
- $10.28
- Shares after
- 339,985
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Footnotes
- F6, F7
AXIAY
transaction
Common Shares
Purchase
- Transaction value
- $155,077
- Shares
- +15,100
- Change %
- +4.4%
- Price
- $10.27
- Shares after
- 355,085
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Footnotes
- F5, F7
AXIAY
transaction
Common Shares
Sale
- Transaction value
- $32,896
- Shares
- -3,200
- Change %
- -0.68%
- Price
- $10.28
- Shares after
- 466,009
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Footnotes
- F6, F8
AXIAY
transaction
Common Shares
Purchase
- Transaction value
- $34,918
- Shares
- +3,400
- Change %
- +0.73%
- Price
- $10.27
- Shares after
- 469,409
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Footnotes
- F5, F8
AXIAY
transaction
Common Shares
Sale
- Transaction value
- $1,163,696
- Shares
- -113,200
- Change %
- -2.5%
- Price
- $10.28
- Shares after
- 4,332,419
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Footnotes
- F6, F9
AXIAY
transaction
Common Shares
Purchase
- Transaction value
- $662,415
- Shares
- +64,500
- Change %
- +1.5%
- Price
- $10.27
- Shares after
- 4,396,919
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Footnotes
- F5, F9
AXIAY
transaction
Common Shares
Sale
- Transaction value
- $827,540
- Shares
- -80,500
- Change %
- -1.7%
- Price
- $10.28
- Shares after
- 4,762,484
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Footnotes
- F1, F10
AXIAY
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 51,115
- Date
- 31 Aug 2026
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AXIAY
transaction
Derivative
Class "C" Preferred Shares
Sale
- Transaction value
- $247,507
- Shares
- -24,100
- Change %
- -0.51%
- Price
- $10.27
- Shares after
- 4,719,550
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Underlying class
- Common Shares
- Underlying amount
- 24,100
- Exercise price
- Footnotes
- F2, F11, F12
AXIAY
transaction
Derivative
Class "C" Preferred Shares
Sale
- Transaction value
- $124,267
- Shares
- -12,100
- Change %
- -0.71%
- Price
- $10.27
- Shares after
- 1,689,918
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Underlying class
- Common Shares
- Underlying amount
- 12,100
- Exercise price
- Footnotes
- F4, F11, F12
AXIAY
transaction
Derivative
Class "C" Preferred Shares
Purchase
- Transaction value
- $191,022
- Shares
- +18,600
- Change %
- +1.1%
- Price
- $10.27
- Shares after
- 1,708,518
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Underlying class
- Common Shares
- Underlying amount
- 18,600
- Exercise price
- Footnotes
- F4, F11, F13
AXIAY
transaction
Derivative
Class "C" Preferred Shares
Sale
- Transaction value
- $156,104
- Shares
- -15,200
- Change %
- -19%
- Price
- $10.27
- Shares after
- 65,311
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Underlying class
- Common Shares
- Underlying amount
- 15,200
- Exercise price
- Footnotes
- F7, F11, F12
AXIAY
transaction
Derivative
Class "C" Preferred Shares
Sale
- Transaction value
- $34,918
- Shares
- -3,400
- Change %
- -3.8%
- Price
- $10.27
- Shares after
- 86,209
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Underlying class
- Common Shares
- Underlying amount
- 3,400
- Exercise price
- Footnotes
- F8, F11, F12
AXIAY
transaction
Derivative
Class "C" Preferred Shares
Purchase
- Transaction value
- $247,507
- Shares
- +24,100
- Change %
- +1.6%
- Price
- $10.27
- Shares after
- 1,555,800
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Underlying class
- Common Shares
- Underlying amount
- 24,100
- Exercise price
- Footnotes
- F9, F11, F13
AXIAY
transaction
Derivative
Class "C" Preferred Shares
Purchase
- Transaction value
- $124,267
- Shares
- +12,100
- Change %
- Price
- $10.27
- Shares after
- 12,100
- Date
- 31 Aug 2026
- Ownership
- By managed account
- Underlying class
- Common Shares
- Underlying amount
- 12,100
- Exercise price
- Footnotes
- F10, F11, F13
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 13 footnotes
Footnote F1
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to AXIA Energia S.A. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price. The weighted average price, $53.19 Brazilian reals ("BRL") per share, has been converted to U.S. dollars ("USD") using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Footnote F2
Pedro Batista de Lima Filho ("Mr. Filho") is a partner at Radar Gestora de Recursos Ltda. ("Radar Gestora"), which is responsible for the portfolio management of MALIKO INVESTMENTS LLC - BANCO BTG PACTUAL S/A ("Maliko") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Maliko. For the purposes of this filing, each of Maliko and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Maliko or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise.
Footnote F3
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. The weighted average price, $53.18 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Footnote F4
Mr. Filho is a partner at Radar Gestora, which is responsible for the portfolio management of MANUKA INVESTMENTS LLC - BANCO BTG PACTUAL S/A ("Manuka") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Manuka. For the purposes of this filing, each of Manuka and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Manuka or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.
Footnote F5
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price. The weighted average price, $53.12 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Footnote F6
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. The weighted average price, $53.20 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Footnote F7
Mr. Filho is a partner at Radar Gestora, which is responsible for the portfolio management of TUCURUI MASTER FUNDO DE INVESTIMENTO FINANCEIRO EM ACOES ("Tucurui") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Tucurui. For the purposes of this filing, each of Tucurui and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Tucurui or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.
Footnote F8
Mr. Filho is a partner at Radar Gestora, which is responsible for the portfolio management of XINGO MASTER FUNDO DE INVESTIMENTO FINANCEIRO DE ACOES ("Xingo") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Xingo. For the purposes of this filing, each of Xingo and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Xingo or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.
Footnote F9
Mr. Filho is a partner at Radar Gestora, which is responsible for the portfolio management of RADAR MASTER FUNDO DE INVESTIMENTO FINANCEIRO EM ACOES ("Radar") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Radar. For the purposes of this filing, each of Radar and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Radar or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.
Footnote F10
Mr. Filho is a partner at Radar Gestora, which is responsible for the portfolio management of INFRAD MASTER FUNDO DE INVESTIMENTO FINANCEIRO EM ACOES ("Infrad") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Infrad. For the purposes of this filing, each of Infrad and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Infrad or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.
Footnote F11
Pursuant to Article 11 of the Bylaws of the Company, the class "C" preferred shares ("PNC Shares") shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031.
Footnote F12
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. The weighted average price, $53.14 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.
Footnote F13
The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price. The weighted average price, $53.14 BRL per share, has been converted to USD using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.