BROOKFIELD Corp /ON/ - 12 Apr 2022 Form 4 Insider Report for CBL & ASSOCIATES PROPERTIES INC (CBL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
14 Apr 2022, 16:05:42 UTC
Prior SEC filing
06 Apr 2022
Next SEC filing
06 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ See Signatures Included in Exhibit 99.1

Key filing fact

BROOKFIELD Corp /ON/ filed Form 4 for CBL & ASSOCIATES PROPERTIES INC (CBL) on 14 Apr 2022.

Key facts

  • This page summarizes BROOKFIELD Corp /ON/'s Form 4 filing for CBL & ASSOCIATES PROPERTIES INC (CBL).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 14 Apr 2022, 16:05.

Change

  • Previous filing in this sequence was filed on 06 Apr 2022.
  • Current net transaction value: -$190,393.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CBL transaction

Common Stock

Sale

Transaction value
$190,393
Shares
-5,925
Change %
-100%
Price
$32.13
Shares after
0
Date
12 Apr 2022
Ownership
Direct
Footnotes
F1, F4, F5, F6
CBL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
398,396
Date
12 Apr 2022
Ownership
See footnotes
Footnotes
F2, F4, F5, F6
CBL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
585,735
Date
12 Apr 2022
Ownership
See footnotes
Footnotes
F3, F4, F5, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Consists of shares of common stock held by Wells Street Global Partners LP ("WSGP").

Footnote F2

Consists of shares of common stock held by OCM Xb CBL-E Holdings, LLC ("Xb CBL-E").

Footnote F3

Consists of shares of common stock held by Oaktree Value Opportunities Fund Holdings, L.P. ("VOF Holdings").

Footnote F4

This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4)

Footnote F5

(con't from FN4) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (xv) WSGP, (xvi) Brookfield Public Securities Group LLC ("Securities Group"), in its capacity as the sole member of the general partner of WSGP, (xvii) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), in its capacity as the sole member of Securities Group, (xviii) Brookfield US Inc. ("Brookfield US"), in its capacity as the managing member of Securities Group Holdings, (xix) Brookfield US Holdings Inc. ("Brookfield US Holdings"), in (con't in FN6)

Footnote F6

(con't from FN5) its capacity as the sole shareholder of Brookfield US, (xx) Brookfield Holdings Canada Inc. ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings, (xxi) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and sole shareholder of Brookfield Holdings Canada and (xxii) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM.

SEC remarks

Form 3 of 3

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