Yu Qu - 01 Sep 2026 Form 4 Insider Report for NIO Inc. (NIO)

Reporting relationship: Chief Financial Officer
Issuer ticker: NIO
Reported as of: 01 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Sep 2026, 16:04:18 UTC
Prior SEC filing: 01 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Eve Tang, Attorney-in-Fact for Yu Qu

Key filing fact

Yu Qu filed Form 4 for NIO Inc. (NIO) on 01 Sep 2026.

Key facts

This page summarizes Yu Qu's Form 4 filing for NIO Inc. (NIO).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 01 Sep 2026, 16:04.

Change

Previous filing in this sequence was filed on 01 Jun 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002113252 Primary reporting owner

Qu Yu

Relationship: Chief Financial Officer
Address: BUILDING 19, NO. 1355, CAOBAO ROAD, MINHANG DISTRICT, SHANGHAI, CHINA
Signature: /s/ Eve Tang, Attorney-in-Fact for Yu Qu
Signature date: 01 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NIO transaction

American depositary shares

Options Exercise

Transaction value
Shares: +45,000
Change %: +14%
Price: $0.000000^*
Shares after: 360,088
Date: 01 Sep 2026
Ownership: Direct
Footnotes: F1

NIO transaction

American depositary shares

Options Exercise

Transaction value
Shares: +200,000
Change %: +56%
Price: $0.000000^*
Shares after: 560,088
Date: 01 Sep 2026
Ownership: Direct
Footnotes: F1

NIO transaction

American depositary shares

Tax liability

Transaction value
Shares: -22,500
Change %: -4%
Price: $4.23^*
Shares after: 537,588
Date: 01 Sep 2026
Ownership: Direct
Footnotes: F1, F2, F3

NIO transaction

American depositary shares

Tax liability

Transaction value
Shares: -100,000
Change %: -19%
Price: $4.23^*
Shares after: 437,588
Date: 01 Sep 2026
Ownership: Direct
Footnotes: F1, F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NIO transaction Derivative

Restricted share units

Options Exercise

Transaction value
Shares: -45,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Sep 2026
Ownership: Direct
Underlying class: Class A ordinary share
Underlying amount: 45,000
Exercise price
Footnotes: F5, F6

NIO transaction Derivative

Restricted share units

Options Exercise

Transaction value
Shares: -200,000
Change %: -25%
Price: $0.000000^*
Shares after: 600,000
Date: 01 Sep 2026
Ownership: Direct
Underlying class: Class A ordinary share
Underlying amount: 200,000
Exercise price
Footnotes: F5, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Each American depositary share represents one Class A ordinary share.

Footnote F2

Represents 22,500 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 45,000 restricted share units.

Footnote F3

The closing price of the Issuer's American depositary shares on the last trading day before the reported transaction. The Issuer expects to sell these shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein.

Footnote F4

Represents 100,000 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 200,000 restricted share units.

Footnote F5

The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting.

Footnote F6

The restricted share units vest in five annual installments beginning on September 1, 2022, with 10%, 10%, 20%, 30% and 30% vesting in the first, second, third, fourth and fifth annual installments, respectively, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026.

Footnote F7

The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026.