Clifford M. Noreen - 28 Aug 2026 Form 4 Insider Report for BARINGS CORPORATE INVESTORS (MCI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
31 Aug 2026, 12:01:16 UTC
Prior SEC filing
18 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Stacy Standridge, as Attorney-in-fact

Key filing fact

Clifford M. Noreen filed Form 4 for BARINGS CORPORATE INVESTORS (MCI) on 31 Aug 2026.

Key facts

  • This page summarizes Clifford M. Noreen's Form 4 filing for BARINGS CORPORATE INVESTORS (MCI).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 31 Aug 2026, 12:01.

Change

  • Previous filing in this sequence was filed on 18 Jun 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001194963 Primary reporting owner

NOREEN CLIFFORD M

Relationship
Chairman of Fund, Director
Address
C/O BARINGS LLC, 300 SOUTH TRYON STREET, SUITE 2500, CHARLOTTE
Signature
Stacy Standridge, as Attorney-in-fact
Signature date
31 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MCI holding

Common Shares ("Shares of Beneficial Interest")

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,000
Date
28 Aug 2026
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MCI transaction Derivative

Barings Non-Qualified Thrift Plan

Other

Transaction value
Shares
+6,204
Change %
+2%
Price
$19.74*
Shares after
312,391
Date
28 Aug 2026
Ownership
Direct
Underlying class
Common Shares ("Shares of Beneficial Interest")
Underlying amount
6,204
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.

Footnote F2

Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.

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