Steven DenBaars - 26 Aug 2026 Form 4/A - Amendment Insider Report for Aeluma, Inc. (ALMU)

Reporting relationship: Director
Issuer ticker: ALMU
Reported as of: 26 Aug 2026
Net transaction value: -$345,741
SEC form: 4/A - Amendment
Accepted by SEC: 28 Aug 2026, 17:54:54 UTC
Original report date: 28 Aug 2026
Prior SEC filing: 21 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Joshua L. Colburn, Attorney-in-Fact

Key filing fact

Steven DenBaars filed Form 4/A - Amendment for Aeluma, Inc. (ALMU) on 28 Aug 2026.

Key facts

This page summarizes Steven DenBaars's Form 4/A - Amendment filing for Aeluma, Inc. (ALMU).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 28 Aug 2026, 17:54.

Change

Previous filing in this sequence was filed on 21 May 2026.
Current net transaction value: -$345,741.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001700533 Primary reporting owner

Denbaars Steven

Relationship: Director
Address: 27 CASTILIAN DRIVE, GOLETA
Signature: /s/ Joshua L. Colburn, Attorney-in-Fact
Signature date: 28 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALMU transaction

Common Stock

Sale

Transaction value: $173,044
Shares: -12,500
Change %: -3.4%
Price: $13.84
Shares after: 357,709
Date: 26 Aug 2026
Ownership: Direct
Footnotes: F1, F2

ALMU transaction

Common Stock

Sale

Transaction value: $172,698
Shares: -12,500
Change %: -3.5%
Price: $13.82
Shares after: 345,209
Date: 27 Aug 2026
Ownership: Direct
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 3 footnotes

Footnote F1

Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

Footnote F2

The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.57 to $14.40, inclusive.

Footnote F3

The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.59 to $14.35, inclusive.

SEC remarks

Amended solely to include details of Rule 10b5-1 plan unintentionally omitted from original filing.