Stephen M. Merkel - 27 Aug 2026 Form 4 Insider Report for NEWMARK GROUP, INC. (NMRK)

Reporting relationship: Chairman of the Board & CLO, Director
Issuer ticker: NMRK
Reported as of: 27 Aug 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 28 Aug 2026, 16:06:03 UTC
Prior SEC filing: 01 Apr 2026
Source filing: View source filing
Reporting owner signature: /s/ Stephen M. Merkel, Chaiman and CLO

Key filing fact

Stephen M. Merkel filed Form 4 for NEWMARK GROUP, INC. (NMRK) on 28 Aug 2026.

Key facts

This page summarizes Stephen M. Merkel's Form 4 filing for NEWMARK GROUP, INC. (NMRK).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 28 Aug 2026, 16:06.

Change

Previous filing in this sequence was filed on 01 Apr 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001251144 Primary reporting owner

MERKEL STEPHEN M

Relationship: Chairman of the Board & CLO, Director
Address: C/O NEWMARK GROUP, INC., 125 PARK AVENUE, NEW YORK
Signature: /s/ Stephen M. Merkel, Chaiman and CLO
Signature date: 28 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NMRK transaction

Class A Common Stock, par value $0.01 per share

Award

Transaction value
Shares: +41,963
Change %
Price
Shares after: 41,963
Date: 27 Aug 2026
Ownership: Direct
Footnotes: F1

NMRK transaction

Class A Common Stock, par value $0.01 per share

Tax liability

Transaction value
Shares: -10,349
Change %: -25%
Price: $15.54^*
Shares after: 31,614
Date: 27 Aug 2026
Ownership: Direct
Footnotes: F2

NMRK holding

Class A Common Stock, par value $0.01 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,901
Date: 27 Aug 2026
Ownership: By Various Trusts
Footnotes: F3

NMRK holding

Class A Common Stock, par value $0.01 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,572
Date: 27 Aug 2026
Ownership: By 401(k) Plan
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On August 27, 2026, Newmark Group, Inc. (the "Company") granted to the reporting person 41,963 shares of its Class A Common Stock, par value $0.01 per share ("Class A Common Stock"), following the redemption and cancellation of an aggregate of 45,316.04 non-exchangeable limited partnership interests ("Interests") of Newmark Holdings, L.P. previously held by the reporting person, at the then-current exchange ratio of 0.9260 shares per Interest. The grant was approved by the Compensation Committee of the Board of Directors of the Company (the "Compensation Committee") and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

Footnote F2

In connection with the grant described in Footnote 1 above, the Company withheld 10,349 shares of Class A Common Stock for taxes. This disposition of shares to the Company was approved by the Compensation Committee and is exempt pursuant to Rule 16b-3 under the Exchange Act. The remaining 31,614 shares of Class A Common Stock were issued to the reporting person.

Footnote F3

Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust.

Footnote F4

Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of August 26, 2026.