Santhosh Keshavan - 21 Aug 2026 Form 4/A - Amendment Insider Report for Voya Financial, Inc. (VOYA)

Reporting relationship: Executive Vice President, Chief Technology Officer
Issuer ticker: VOYA
Reported as of: 21 Aug 2026
Net transaction value: $0
SEC form: 4/A - Amendment
Accepted by SEC: 28 Aug 2026, 16:08:06 UTC
Original report date: 24 Aug 2026
Prior SEC filing: 18 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Julie Watson, Attorney-in-Fact

Key filing fact

Santhosh Keshavan filed Form 4/A - Amendment for Voya Financial, Inc. (VOYA) on 28 Aug 2026.

Key facts

This page summarizes Santhosh Keshavan's Form 4/A - Amendment filing for Voya Financial, Inc. (VOYA).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 28 Aug 2026, 16:08.

Change

Previous filing in this sequence was filed on 18 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001852193 Primary reporting owner

Keshavan Santhosh

Relationship: Executive Vice President, Chief Technology Officer
Address: 200 PARK AVENUE, NEW YORK
Signature: /s/ Julie Watson, Attorney-in-Fact
Signature date: 28 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VOYA transaction

Common Stock

Options Exercise

Transaction value
Shares: +35,587
Change %: +2652%
Price: $37.50^*
Shares after: 36,929
Date: 21 Aug 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VOYA transaction Derivative

Performance-Based Stock Options

Options Exercise

Transaction value
Shares: -35,587
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 21 Aug 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 35,587
Exercise price
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The reporting person's original Form 4 filed on August 24, 2026, inadvertently did not contain the exercise of the options. These options executed (and stock sale reported on the Form 4 filed on August 24, 2026), were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026. The reporting person adopted this plan to cover transactions with respect to options to purchase the Company's stock that were granted by the Company. The 36,929 shares indicated above reflect the final balance of shares following both the option exercise and the sales reflected on the original Form 4.

Footnote F2

The options vest based on the conditions set forth in their respective agreements.

SEC remarks

Executive Vice President, Chief Technology Officer