Shawna M. Hettinger - 26 Aug 2026 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Reporting relationship: Director
Issuer ticker: HWBK
Reported as of: 26 Aug 2026
Net transaction value: +$50,000
SEC form: 4
Accepted by SEC: 28 Aug 2026, 14:53:41 UTC
Prior SEC filing: 04 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Arla R. Surls, Attorney-in-Fact, for Shawna M. Hettinger

Key filing fact

Shawna M. Hettinger filed Form 4 for HAWTHORN BANCSHARES, INC. (HWBK) on 28 Aug 2026.

Key facts

This page summarizes Shawna M. Hettinger's Form 4 filing for HAWTHORN BANCSHARES, INC. (HWBK).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 28 Aug 2026, 14:53.

Change

Previous filing in this sequence was filed on 04 Jun 2026.
Current net transaction value: +$50,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001949215 Primary reporting owner

Hettinger Shawna M.

Relationship: Director
Address: C/O HAWTHORN BANCSHARES, INC., PO BOX 688, JEFFERSON CITY
Signature: /s/ Arla R. Surls, Attorney-in-Fact, for Shawna M. Hettinger
Signature date: 28 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HWBK transaction

Common Stock

Purchase

Transaction value: $25,000
Shares: +645
Change %: +16%
Price: $38.75
Shares after: 4,769
Date: 26 Aug 2026
Ownership: Direct
Footnotes: F1

HWBK transaction

Common Stock

Purchase

Transaction value: $25,000
Shares: +654
Change %: +14%
Price: $38.20
Shares after: 5,424
Date: 27 Aug 2026
Ownership: Direct
Footnotes: F2

HWBK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 500
Date: 26 Aug 2026
Ownership: Direct
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $38.62 to $38.75 inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc. any security holding of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $38.20 to $38.28 inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc. any security holding of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Footnote F3

Represents unvested restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs will fully vest on June 2, 2027.