Jae Kim - 25 Aug 2026 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Reporting relationship: SVP, GENERAL COUNSEL
Issuer ticker: LITE
Reported as of: 25 Aug 2026
Net transaction value: -$10,231,015
SEC form: 4
Accepted by SEC: 27 Aug 2026, 21:56:26 UTC
Prior SEC filing: 21 Aug 2026
Source filing: View source filing
Reporting owner signature: /s/ Jae Kim

Key filing fact

Jae Kim filed Form 4 for Lumentum Holdings Inc. (LITE) on 27 Aug 2026.

Key facts

This page summarizes Jae Kim's Form 4 filing for Lumentum Holdings Inc. (LITE).
18 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 27 Aug 2026, 21:56.

Change

Previous filing in this sequence was filed on 21 Aug 2026.
Current net transaction value: -$10,231,015.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001570465 Primary reporting owner

Kim Jae

Relationship: SVP, GENERAL COUNSEL
Address: C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE
Signature: /s/ Jae Kim
Signature date: 27 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LITE transaction

Common Stock

Sale

Transaction value: $172,691
Shares: -205
Change %: -0.41%
Price: $842.39
Shares after: 49,599
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F2

LITE transaction

Common Stock

Sale

Transaction value: $236,231
Shares: -280
Change %: -0.56%
Price: $843.68
Shares after: 49,319
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F3

LITE transaction

Common Stock

Sale

Transaction value: $304,078
Shares: -360
Change %: -0.73%
Price: $844.66
Shares after: 48,959
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F4

LITE transaction

Common Stock

Sale

Transaction value: $482,197
Shares: -570
Change %: -1.2%
Price: $845.96
Shares after: 48,389
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F5

LITE transaction

Common Stock

Sale

Transaction value: $386,234
Shares: -456
Change %: -0.94%
Price: $847.00
Shares after: 47,933
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F6

LITE transaction

Common Stock

Sale

Transaction value: $416,339
Shares: -491
Change %: -1%
Price: $847.94
Shares after: 47,442
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F7

LITE transaction

Common Stock

Sale

Transaction value: $509,486
Shares: -600
Change %: -1.3%
Price: $849.14
Shares after: 46,842
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F8

LITE transaction

Common Stock

Sale

Transaction value: $510,263
Shares: -600
Change %: -1.3%
Price: $850.44
Shares after: 46,242
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F9

LITE transaction

Common Stock

Sale

Transaction value: $825,771
Shares: -970
Change %: -2.1%
Price: $851.31
Shares after: 45,272
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F10

LITE transaction

Common Stock

Sale

Transaction value: $1,702,952
Shares: -1,998
Change %: -4.4%
Price: $852.33
Shares after: 43,274
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F11

LITE transaction

Common Stock

Sale

Transaction value: $726,360
Shares: -851
Change %: -2%
Price: $853.54
Shares after: 42,423
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F12

LITE transaction

Common Stock

Sale

Transaction value: $923,230
Shares: -1,080
Change %: -2.5%
Price: $854.84
Shares after: 41,343
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F13

LITE transaction

Common Stock

Sale

Transaction value: $233,659
Shares: -273
Change %: -0.66%
Price: $855.89
Shares after: 41,070
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F14

LITE transaction

Common Stock

Sale

Transaction value: $1,438,396
Shares: -1,679
Change %: -4.1%
Price: $856.70
Shares after: 39,391
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F15

LITE transaction

Common Stock

Sale

Transaction value: $699,237
Shares: -815
Change %: -2.1%
Price: $857.96
Shares after: 38,576
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F16

LITE transaction

Common Stock

Sale

Transaction value: $34,346
Shares: -40
Change %: -0.1%
Price: $858.64
Shares after: 38,536
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1

LITE transaction

Common Stock

Sale

Transaction value: $629,547
Shares: -732
Change %: -1.9%
Price: $860.04
Shares after: 37,804
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F1, F17

LITE transaction

Common Stock

Award

Transaction value
Shares: +1,635
Change %: +4.3%
Price: $0.000000^*
Shares after: 39,439
Date: 25 Aug 2026
Ownership: Direct
Footnotes: F18

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 18 footnotes

Footnote F1

These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

Footnote F2

These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Footnote F3

These sales were executed in multiple trades at prices ranging from $843.13 to $843.94.

Footnote F4

These sales were executed in multiple trades at prices ranging from $844.20 to $845.00.

Footnote F5

These sales were executed in multiple trades at prices ranging from $845.41 to $846.33.

Footnote F6

These sales were executed in multiple trades at prices ranging from $846.475 to $847.44.

Footnote F7

These sales were executed in multiple trades at prices ranging from $847.505 to $848.495.

Footnote F8

These sales were executed in multiple trades at prices ranging from $848.51 to $849.495.

Footnote F9

These sales were executed in multiple trades at prices ranging from $849.88 to $850.87.

Footnote F10

These sales were executed in multiple trades at prices ranging from $850.915 to $851.61.

Footnote F11

These sales were executed in multiple trades at prices ranging from $851.935 to $852.87.

Footnote F12

These sales were executed in multiple trades at prices ranging from $853.035 to $854.00.

Footnote F13

These sales were executed in multiple trades at prices ranging from $854.17 to $855.155.

Footnote F14

These sales were executed in multiple trades at prices ranging from $855.17 to $856.15.

Footnote F15

These sales were executed in multiple trades at prices ranging from $856.22 to $857.21.

Footnote F16

These sales were executed in multiple trades at prices ranging from $857.365 to $858.255.

Footnote F17

These sales were executed in multiple trades at prices ranging from $859.99 to $860.69.

Footnote F18

These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan.