Key facts
- This page summarizes Scott Sanborn's Form 4 filing for Happen, Inc. (HAPN).
- 8 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 27 Aug 2026, 18:12.
Scott Sanborn - 25 Aug 2026 Form 4 Insider Report for Happen, Inc. (HAPN)
- Reporting relationship
- CEO, Director
- Issuer ticker
- HAPN
- Reported as of
- 25 Aug 2026
- Net transaction value
- -$524,710
- SEC form
- 4
- Accepted by SEC
- 27 Aug 2026, 18:12:30 UTC
- Prior SEC filing
- 07 Aug 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Bhavit Sheth, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Scott Sanborn filed Form 4 for Happen, Inc. (HAPN) on 27 Aug 2026.
Change
- Previous filing in this sequence was filed on 07 Aug 2026.
- Current net transaction value: -$524,710.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001397362
Primary reporting owner
Sanborn Scott
- Relationship
- CEO, Director
- Address
- C/O HAPPEN, INC., 88 KEARNY ST., SUITE 600, SAN FRANCISCO
- Signature
- /s/ Bhavit Sheth, attorney-in-fact
- Signature date
- 27 Aug 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HAPN
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +13,151
- Change %
- +0.89%
- Price
- $0.000000*
- Shares after
- 1,491,714
- Date
- 25 Aug 2026
- Ownership
- Direct
- Footnotes
- F1
HAPN
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +8,045
- Change %
- +0.54%
- Price
- $0.000000*
- Shares after
- 1,499,759
- Date
- 25 Aug 2026
- Ownership
- Direct
- Footnotes
- F1
HAPN
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +6,621
- Change %
- +0.44%
- Price
- $0.000000*
- Shares after
- 1,506,380
- Date
- 25 Aug 2026
- Ownership
- Direct
- Footnotes
- F1
HAPN
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -14,856
- Change %
- -0.99%
- Price
- $18.25*
- Shares after
- 1,491,524
- Date
- 25 Aug 2026
- Ownership
- Direct
- Footnotes
- F2
HAPN
transaction
Common Stock
Sale
- Transaction value
- $524,710
- Shares
- -28,750
- Change %
- -1.9%
- Price
- $18.25
- Shares after
- 1,462,774
- Date
- 26 Aug 2026
- Ownership
- Direct
- Footnotes
- F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HAPN
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- Shares
- -13,151
- Change %
- -33%
- Price
- $0.000000*
- Shares after
- 26,302
- Date
- 25 Aug 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,151
- Exercise price
- $0.000000
- Footnotes
- F1, F5, F6
HAPN
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- Shares
- -8,045
- Change %
- -14%
- Price
- $0.000000*
- Shares after
- 48,270
- Date
- 25 Aug 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,045
- Exercise price
- $0.000000
- Footnotes
- F1, F6, F7
HAPN
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- Shares
- -6,621
- Change %
- -9.1%
- Price
- $0.000000*
- Shares after
- 66,209
- Date
- 25 Aug 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,621
- Exercise price
- $0.000000
- Footnotes
- F1, F6, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 8 footnotes
Footnote F1
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
Footnote F2
Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
Footnote F3
This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer.
Footnote F4
This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Footnote F5
The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Footnote F6
Not applicable.
Footnote F7
The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Footnote F8
The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.