Key facts
- This page summarizes Robert J. Maines's Form 3 filing for FEDERAL AGRICULTURAL MORTGAGE CORP (AGM).
- 0 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 27 Aug 2026, 16:18.
Robert J. Maines - 17 Aug 2026 Form 3 Insider Report for FEDERAL AGRICULTURAL MORTGAGE CORP (AGM)
- Reporting relationship
- EVP - Chief Operations Officer
- Issuer ticker
- AGM
- Reported as of
- 17 Aug 2026
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 27 Aug 2026, 16:18:20 UTC
- Prior SEC filing
- 02 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- Geraldine I. Hayhurst as attorney-in-fact for Rober J. Maines
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Robert J. Maines filed Form 3 for FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) on 27 Aug 2026.
Change
- Previous filing in this sequence was filed on 02 Apr 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reporting Owners (1)
CIK 0001633936
Primary reporting owner
Maines Robert J
- Relationship
- EVP - Chief Operations Officer
- Address
- C/O FARMER MAC, 2100 PENNSYLVANIA AVE., NW, SUITE 450N, WASHINGTON
- Signature
- Geraldine I. Hayhurst as attorney-in-fact for Rober J. Maines
- Signature date
- 27 Aug 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AGM
holding
Class C Non-Voting Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,966
- Date
- 17 Aug 2026
- Ownership
- Direct
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AGM
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 17 Aug 2026
- Ownership
- Direct
- Underlying class
- Class C Non-Voting Common Stock
- Underlying amount
- 1,248
- Exercise price
- $88.68
- Footnotes
- F4
AGM
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 17 Aug 2026
- Ownership
- Direct
- Underlying class
- Class C Non-Voting Common Stock
- Underlying amount
- 753
- Exercise price
- $120.38
- Footnotes
- F5
AGM
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 17 Aug 2026
- Ownership
- Direct
- Underlying class
- Class C Non-Voting Common Stock
- Underlying amount
- 843
- Exercise price
- $135.20
- Footnotes
- F6
AGM
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 17 Aug 2026
- Ownership
- Direct
- Underlying class
- Class C Non-Voting Common Stock
- Underlying amount
- 759
- Exercise price
- $198.54
- Footnotes
- F7
AGM
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 17 Aug 2026
- Ownership
- Direct
- Underlying class
- Class C Non-Voting Common Stock
- Underlying amount
- 729
- Exercise price
- $202.01
- Footnotes
- F8
AGM
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 17 Aug 2026
- Ownership
- Direct
- Underlying class
- Class C Non-Voting Common Stock
- Underlying amount
- 1,170
- Exercise price
- $162.15
- Footnotes
- F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Includes 1,765 unvested restricted stock units ("RSUs") previously granted pursuant to the Federal Agricultural Mortgage Corporation ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan ("Plan"). Mr. Maines was granted: (i) 588 RSUs on March 5, 2026, which will vest in three equal annual installments of 196 RSUs on March 31, 2027, March 31, 2028, and March 31, 2029, respectively; (ii) 292 RSUs on March 6, 2025, of which 146 RSUs will vest on each of March 31, 2027, and March 31, 2028; and (iii) 149 RSUs on March 5, 2024, which will vest on March 31, 2027. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock, if Mr. Maines remains employed by Farmer Mac on the applicable vesting date.
Footnote F2
In addition, Mr. Maines was granted a target number of 294 performance-based RSUs on March 5, 2026 under the Plan for no consideration. These RSUs will vest on March 31, 2029 if Farmer Mac achieves performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2026 to December 31, 2028. Mr. Maines was granted a target number of 219 performance-based RSUs on March 6, 2025 under the Plan for no consideration. These RSUs will vest on March 31, 2028 if Farmer Mac achieves performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2025 to December 31, 2027. Mr. Maines was granted a target number of 223 performance-based RSUs on March 5, 2024 under the Plan for no consideration. These RSUs will vest on March 31, 2027 if Farmer Mac achieves performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026.
Footnote F3
All performance-based RSUs are subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as set forth in the applicable award agreement. Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.
Footnote F4
This stock appreciation right was granted under the Plan on March 2, 2021 and is fully vested.
Footnote F5
This stock appreciation right was granted under the Plan on March 9, 2022 and is fully vested.
Footnote F6
This stock appreciation right was granted under the Plan on March 9, 2023 and is fully vested.
Footnote F7
This stock appreciation right was granted under the Plan on March 5, 2024 and vests in three annual installments. Two installments have vested, and the final installment, with respect to 253 shares, will vest and become exercisable on March 31, 2027.
Footnote F8
This stock appreciation right was granted under the Plan on March 6, 2025 and vests in three equal annual installments of 243 shares each. The first installment became exercisable on March 31, 2026, and the second and third installments will become exercisable on March 31, 2027, and March 31, 2028, respectively.
Footnote F9
This stock appreciation right was granted under the Plan on March 5, 2026 and vests in three equal annual installments of 390 shares each. The installments will become exercisable on March 31, 2027, March 31, 2028, and March 31, 2029.