Mitchell I. Quain - 26 Aug 2026 Form 4 Insider Report for AstroNova, Inc. (ALOT)

Reporting relationship: Director
Issuer ticker: ALOT
Reported as of: 26 Aug 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 26 Aug 2026, 17:09:50 UTC
Prior SEC filing: 13 Apr 2026
Source filing: View source filing
Reporting owner signature: /s/ Daniel Clevenger, by Power of Attorney

Key filing fact

Mitchell I. Quain filed Form 4 for AstroNova, Inc. (ALOT) on 26 Aug 2026.

Key facts

This page summarizes Mitchell I. Quain's Form 4 filing for AstroNova, Inc. (ALOT).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 26 Aug 2026, 17:09.

Change

Previous filing in this sequence was filed on 13 Apr 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001213693 Primary reporting owner

QUAIN MITCHELL I

Relationship: Director
Address: C/O ASTRONOVA, INC., 600 EAST GREENWICH AVENUE, WEST WARWICK
Signature: /s/ Daniel Clevenger, by Power of Attorney
Signature date: 26 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALOT transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -108,910
Change %: -100%
Price: $29.00^*
Shares after: 0
Date: 26 Aug 2026
Ownership: Direct
Footnotes: F1

ALOT transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -16,701
Change %: -100%
Price: $29.00^*
Shares after: 0
Date: 26 Aug 2026
Ownership: Held in a trust of which the reporting person is a trustee
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALOT transaction Derivative

Stock Option (Right to Purchase)

Disposed to Issuer

Transaction value
Shares: -5,000
Change %: -100%
Price: $10.75^*
Shares after: 0
Date: 26 Aug 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,000
Exercise price: $18.25
Footnotes: F3

ALOT transaction Derivative

Stock Option (Right to Purchase)

Disposed to Issuer

Transaction value
Shares: -5,000
Change %: -100%
Price: $15.10^*
Shares after: 0
Date: 26 Aug 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,000
Exercise price: $13.90
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Mitchell I. Quain is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Footnote F2

Shares held in a trust of which the reporting person is a trustee were disposed of pursuant to the Merger Agreement.

Footnote F3

Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Footnote F4

Stock Option originally granted on May 17, 2017, which became fully vested on May 17, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $75,500, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.