Key facts
- This page summarizes John Daunt's Form 4 filing for LIQUIDITY SERVICES INC (LQDT).
- 6 reported transactions and 19 derivative rows are listed below.
- Accepted by SEC: 25 Aug 2026, 16:29.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Options Exercise
Other
Options Exercise
Other
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Options Exercise
Options Exercise
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Additional SEC filing notes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Footnote F1
12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
Footnote F2
Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
Footnote F3
These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
Footnote F4
These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Footnote F5
12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
Footnote F6
12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
Footnote F7
These options became fully exercisable on January 1, 2024.
Footnote F8
Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
Footnote F9
12/48th of this option grant vested on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
Footnote F10
Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
Footnote F11
Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
Footnote F12
Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
Footnote F13
12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
Footnote F14
Represents the net issuance of 1,171 shares from the vesting of 1,932 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 761 shares.
Footnote F15
Represents the net issuance of 1,340 shares from the vesting of 2,210 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 870 shares.
Footnote F16
In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,171 shares received by the reporting person in connection with the vesting of 1,932 restricted stock units.
Footnote F17
In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,340 shares received by the reporting person in connection with the vesting of 2,210 restricted stock units.