Christian E. Rothe - 19 Aug 2026 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Reporting relationship: Sr. VP and CFO
Issuer ticker: ROK
Reported as of: 19 Aug 2026
Net transaction value: -$256,237
SEC form: 4
Accepted by SEC: 21 Aug 2026, 18:11:02 UTC
Prior SEC filing: 10 Dec 2025
Source filing: View source filing
Reporting owner signature: Danielle White, Attorney-In-Fact for Christian E. Rothe

Key filing fact

Christian E. Rothe filed Form 4 for ROCKWELL AUTOMATION, INC (ROK) on 21 Aug 2026.

Key facts

This page summarizes Christian E. Rothe's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 21 Aug 2026, 18:11.

Change

Previous filing in this sequence was filed on 10 Dec 2025.
Current net transaction value: -$256,237.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001523212 Primary reporting owner

Rothe Christian E

Relationship: Sr. VP and CFO
Address: 1201 S. 2ND STREET, MILWAUKEE
Signature: Danielle White, Attorney-In-Fact for Christian E. Rothe
Signature date: 21 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROK transaction

Common Stock

Options Exercise

Transaction value
Shares: +1,257
Change %: +13%
Price: $0.000000^*
Shares after: 11,019
Date: 19 Aug 2026
Ownership: Direct
Footnotes: F1

ROK transaction

Common Stock

Sale

Transaction value: $256,237
Shares: -590
Change %: -5.4%
Price: $434.30
Shares after: 10,429
Date: 20 Aug 2026
Ownership: Direct
Footnotes: F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROK transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -1,257
Change %: -50%
Price: $0.000000^*
Shares after: 1,257
Date: 19 Aug 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,257
Exercise price
Footnotes: F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 5 footnotes

Footnote F1

Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 6/12/2026.

Footnote F2

Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/25/2025 to cover taxes due on restricted stock units that vested on 8/19/2026.

Footnote F3

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $433.73 to $434.42 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F4

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

Footnote F5

The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.