James S. Mahan III - 19 Aug 2026 Form 4 Insider Report for Live Oak Bancshares, Inc. (LOB)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: LOB
Reported as of: 19 Aug 2026
Net transaction value: -$817,600
SEC form: 4
Accepted by SEC: 21 Aug 2026, 16:37:35 UTC
Prior SEC filing: 14 Aug 2026
Source filing: View source filing
Reporting owner signature: /s/ Jonathan A. Greene, By Power of Attorney

Key filing fact

James S. Mahan III filed Form 4 for Live Oak Bancshares, Inc. (LOB) on 21 Aug 2026.

Key facts

This page summarizes James S. Mahan III's Form 4 filing for Live Oak Bancshares, Inc. (LOB).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 21 Aug 2026, 16:37.

Change

Previous filing in this sequence was filed on 14 Aug 2026.
Current net transaction value: -$817,600.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001036743 Primary reporting owner

MAHAN JAMES S III

Relationship: Chief Executive Officer, Director, 10%+ Owner
Address: 1741 TIBURON DRIVE, WILMINGTON
Signature: /s/ Jonathan A. Greene, By Power of Attorney
Signature date: 21 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LOB transaction

Voting Common Stock

Sale

Transaction value: $328,464
Shares: -8,002
Change %: -0.28%
Price: $41.05
Shares after: 2,819,842
Date: 19 Aug 2026
Ownership: By James S. Mahan Revocable Trust
Footnotes: F1, F2

LOB transaction

Voting Common Stock

Sale

Transaction value: $83,852
Shares: -1,998
Change %: -0.07%
Price: $41.97
Shares after: 2,817,844
Date: 19 Aug 2026
Ownership: By James S. Mahan Revocable Trust
Footnotes: F1, F3

LOB transaction

Voting Common Stock

Sale

Transaction value: $405,283
Shares: -10,000
Change %: -0.35%
Price: $40.53
Shares after: 2,807,844
Date: 20 Aug 2026
Ownership: By James S. Mahan Revocable Trust
Footnotes: F1, F4

LOB holding

Voting Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,032,547
Date: 19 Aug 2026
Ownership: By Marguerite D. Mahan Revocable Trust

LOB holding

Voting Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 127,167
Date: 19 Aug 2026
Ownership: By 2021 Chip Mahan Family and Charitable Trust

LOB holding

Voting Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 127,167
Date: 19 Aug 2026
Ownership: By 2021 Peggy Mahan Family Trust

LOB holding

Voting Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 140,150
Date: 19 Aug 2026
Ownership: By Peapod II, LLC

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 4 footnotes

Footnote F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

Footnote F2

This transaction was executed in multiple trades at prices ranging from $40.785 to $41.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $41.77 to $42.6624. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Footnote F4

This transaction was executed in multiple trades at prices ranging from $40.20 to $40.8137. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.