Key facts
- This page summarizes Gareth Carl Ford's Form 3 filing for Flowco Holdings Inc. (FLOC).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 Aug 2026, 16:30.
Key filing fact
Ownership activity is grounded in SEC Form 3 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
No transaction description listed
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
No transaction description listed
Additional SEC filing notes
Footnote F1
Represents restricted stock units ("RSUs") that vest in three equal installments on the first, second and third anniversary of the award grant date, with accelerated vesting following a change in control of the Issuer. Each RSU represents a contingent right to receive one share of Class A Common Stock
Footnote F2
In connection with a Stock Purchase Agreement, dated as of February 1, 2026 (the "Purchase Agreement"), by and between Flowco Holdings Inc. (the "Issuer") and Riverway Group (the "Seller"), the Issuer issued an aggregate of 1,454,849 shares of Class A common stock to the Seller (such shares, the "Stock Consideration"). The Seller is owned by The Axis Investment ("Axis"), Pursuant to a letter agreement entered into in connection with the Purchase Agreement (the "Side Letter"), the Seller and Axis agreed with the Company to assign and transfer to Mr. Ford a portion of the Stock Consideration equal to 50% of the total "Incentive Share Entitlement" to which Mr. Ford is entitled as the holder of Class C shares of Axis pursuant to an equity incentive award agreement between Axis and Mr. Ford (the "Award Agreement"). [continues in footnote 3]
Footnote F3
[continued from footnote 2] As of the date hereof, Axis has not finally determined the "Incentive Share Entitlement" and related number of shares allocable under the Side Letter; however, Axis has informed Mr. Ford that it currently expects 50% of such total "Incentive Share Entitlement" will entitle Mr. Ford to 397,211 shares of Class A common stock. Mr. Ford is also the holder of other equity interests in Axis, and may be entitled to receive other shares of the Issuer's Class A common stock distributed by Axis to its shareholders with respect to such other equity interests. Mr. Ford is one of five directors of Axis. Mr. Ford disclaims beneficial ownership with respect to the Issuer's shares of Class A common stock held directly by Riverway other than to the extent of his contractual rights under the Award Agreement and the Seller and Axis' obligations under the Side Letter.
SEC remarks
Exhibit List: Exhibit 24 - Power of Attorney