SUMITOMO MITSUI FINANCIAL GROUP, INC. - 15 Jul 2026 Form 4/A - Amendment Insider Report for Jefferies Financial Group Inc. (JEF)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4/A - Amendment
Accepted by SEC
21 Aug 2026, 09:36:23 UTC
Original report date
17 Jul 2026
Prior SEC filing
13 Jul 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Sumitomo Mitsui Financial Group, Inc, By: /s/ Takashi Morita, Name: Takashi Morita, Title: Executive Officer, General Manager, Investment Banking Strategy Office

Key filing fact

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed Form 4/A - Amendment for Jefferies Financial Group Inc. (JEF) on 21 Aug 2026.

Key facts

  • This page summarizes SUMITOMO MITSUI FINANCIAL GROUP, INC.'s Form 4/A - Amendment filing for Jefferies Financial Group Inc. (JEF).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 21 Aug 2026, 09:36.

Change

  • Previous filing in this sequence was filed on 13 Jul 2026.
  • Current net transaction value: +$324,032,894.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001022837 Primary reporting owner

SUMITOMO MITSUI FINANCIAL GROUP, INC.

Relationship
Director
Address
1-2, MARUNOUCHI 1-CHOME, CHIYODA-KU, TOKYO, JAPAN
Signature
Sumitomo Mitsui Financial Group, Inc, By: /s/ Takashi Morita, Name: Takashi Morita, Title: Executive Officer, General Manager, Investment Banking Strategy Office
Signature date
21 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

JEF transaction

Common Stock

Purchase

Transaction value
$324,032,894
Shares
+5,906,542
Change %
+222%
Price
$54.86
Shares after
8,566,379
Date
15 Jul 2026
Ownership
See footnotes
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This Form 4/A amends the Form 4 originally filed on July 17, 2026 to report the final adjusted purchase price for the reported securities following completion of the reference period under the agreement previously entered into between an affiliate of the Reporting Person and an unaffiliated third-party. The final adjusted purchase price is $54.86 per share.

Footnote F2

The reported securities are held directly by Sumitomo Mitsui Banking Corporation, a direct, wholly-owned subsidiary of the Reporting Person.

Footnote F3

The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.

SEC remarks

The Reporting Person may be deemed to be a director by deputization of the Issuer for purposes of Section 16 of the Securities and Exchange Act of 1934, by virtue of the fact that Mr. Hyakutome, Deputy President of SMFG, currently serves on the board of directors of the Issuer.

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