Key facts
- This page summarizes Trajectory Alpha Sponsor LLC's Form 4 filing for Trajectory Alpha Acquisition Corp..
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 06 Jun 2023, 17:28.
Trajectory Alpha Sponsor LLC - 02 Jun 2023 Form 4 Insider Report for Trajectory Alpha Acquisition Corp.
- Reporting relationship
- Officer, Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 02 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Jun 2023, 17:28:20 UTC
- Prior SEC filing
- 16 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ See Signatures Included in Exhibit 99.1
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Trajectory Alpha Sponsor LLC filed Form 4 for Trajectory Alpha Acquisition Corp. on 06 Jun 2023.
Change
- Previous filing in this sequence was filed on 16 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TCOA
transaction
Derivative
Class B common stock
Other
- Transaction value
- $0
- Shares
- -2,120,049
- Change %
- -86%
- Price
- $0.000000
- Shares after
- 355,415
- Date
- 02 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,120,049
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Trajectory Alpha Sponsor LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
The reported shares of Trajectory Alpha Acquisition Corp. (the "Issuer") are directly held by Trajectory Alpha Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253967) and have no expiration date.
Footnote F2
On June 2, 2023, the Sponsor disposed of 2,120,049 shares of Class B Common Stock in connection with a purchase and contribution agreement, dated June 2, 2023, among the Sponsor, the Issuer and J. Streicher Holdings, LLC, and related transactions.
Footnote F3
The Sponsor is the record holder of such shares of Class B common stock. Mr. Bordes, Mr. Frankel and Mr. Sethi are the members of the Sponsor and share voting and investment discretion with respect to the shares of Class B common stock held of record by the Sponsor. In addition, each of Mr. Bordes, Mr. Frankel and Mr. Sethi may be entitled to distributions of private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Mr. Bordes, Mr. Frankel and Mr. Sethi disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
SEC remarks
On June 2, 2023, Peter Bordes resigned from his role as Executive Chairman and Chief Executive Officer of the Issuer, Michael E.S. Frankel resigned from his role as President and Chief Financial Officer of the Issuer, and Paul Sethi resigned from his role as Lead Director of the Issuer.