Key facts
- This page summarizes Kathy Heilig's Form 4 filing for SEI INVESTMENTS CO (SEIC).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 21 Nov 2022, 20:05.
Kathy Heilig - 17 Nov 2022 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)
- Reporting relationship
- Treasurer
- Issuer ticker
- SEIC
- Reported as of
- 17 Nov 2022
- Net transaction value
- -$254,485
- SEC form
- 4
- Accepted by SEC
- 21 Nov 2022, 20:05:49 UTC
- Prior SEC filing
- 14 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kathy Heilig, by Michael N. Peterson, attorney in fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Kathy Heilig filed Form 4 for SEI INVESTMENTS CO (SEIC) on 21 Nov 2022.
Change
- Previous filing in this sequence was filed on 14 Dec 2021.
- Current net transaction value: -$254,485.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SEIC
transaction
Common Stock
Options Exercise
- Transaction value
- $4,064
- Shares
- +100
- Change %
- +5.3%
- Price
- $40.64
- Shares after
- 1,991
- Date
- 17 Nov 2022
- Ownership
- Direct
SEIC
transaction
Common Stock
Sale
- Transaction value
- $6,085
- Shares
- -100
- Change %
- -5%
- Price
- $60.85
- Shares after
- 1,891
- Date
- 17 Nov 2022
- Ownership
- Direct
SEIC
transaction
Common Stock
Options Exercise
- Transaction value
- $503,936
- Shares
- +12,400
- Change %
- +656%
- Price
- $40.64
- Shares after
- 14,291
- Date
- 18 Nov 2022
- Ownership
- Direct
SEIC
transaction
Common Stock
Sale
- Transaction value
- $756,400
- Shares
- -12,400
- Change %
- -87%
- Price
- $61.00
- Shares after
- 1,891
- Date
- 18 Nov 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SEIC
transaction
Derivative
Option to Purchase Common Stock
Options Exercise
- Transaction value
- Shares
- -100
- Change %
- -0.8%
- Price
- Shares after
- 12,400
- Date
- 17 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 100
- Exercise price
- $40.64
- Footnotes
- F2, F3
SEIC
transaction
Derivative
Option to Purchase Common Stock
Options Exercise
- Transaction value
- Shares
- -12,400
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 18 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,400
- Exercise price
- $40.64
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents the weighted average of a range of sale prices from $60.85 to $61.36. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Footnote F2
Of a grant of options to purchase 12,500 shares made on December 9, 2014, one-half became exercisable on December 31, 2017, and the remainder became exercisable on February 23, 2022.
Footnote F3
Received as employment compensation.