Heather L. Wishart-Smith - 11 Aug 2026 Form 4 Insider Report for ORION ENERGY SYSTEMS, INC. (OESX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
12 Aug 2026, 17:45:41 UTC
Prior SEC filing
01 Jul 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Garrett F. Bishop, Attorney-in-Fact for Heather L. Wishart-Smith

Key filing fact

Heather L. Wishart-Smith filed Form 4 for ORION ENERGY SYSTEMS, INC. (OESX) on 12 Aug 2026.

Key facts

  • This page summarizes Heather L. Wishart-Smith's Form 4 filing for ORION ENERGY SYSTEMS, INC. (OESX).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 12 Aug 2026, 17:45.

Change

  • Previous filing in this sequence was filed on 01 Jul 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001983131 Primary reporting owner

Wishart-Smith Heather L

Relationship
Director
Address
2210 WOODLAND DRIVE, MANITOWOC
Signature
/s/ Garrett F. Bishop, Attorney-in-Fact for Heather L. Wishart-Smith
Signature date
12 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OESX transaction

Common Stock

Award

Transaction value
Shares
+2,532
Change %
+32%
Price
$0.000000*
Shares after
10,351
Date
11 Aug 2026
Ownership
Direct
Footnotes
F1, F2
OESX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,602
Date
11 Aug 2026
Ownership
By Trust
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively.

Footnote F2

On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 70,379 less shares of common stock held directly.

Footnote F3

On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 14,423 less shares of common stock held indirectly by the Heather Lyn Trust Wishart-Smith Trust.

Footnote F4

By the Heather Lyn Wishart-Smith Trust

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