Gordon Lewis Strout Jr. - 07 Mar 2025 Form 4 Insider Report for Capstone Holding Corp. (CAPS)

Reporting relationship: Director
Issuer ticker: CAPS
Reported as of: 07 Mar 2025
Net transaction value: +$166,000
SEC form: 4
Accepted by SEC: 11 Aug 2026, 20:19:08 UTC
Prior SEC filing: 22 Jul 2026
Source filing: View source filing
Reporting owner signature: /s/ Gordon Strout

Key filing fact

Gordon Lewis Strout Jr. filed Form 4 for Capstone Holding Corp. (CAPS) on 11 Aug 2026.

Key facts

This page summarizes Gordon Lewis Strout Jr.'s Form 4 filing for Capstone Holding Corp. (CAPS).
4 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 11 Aug 2026, 20:19.

Change

Previous filing in this sequence was filed on 22 Jul 2026.
Current net transaction value: +$166,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002128514 Primary reporting owner

Strout Gordon Lewis Jr

Relationship: Director
Address: 18400 76TH AVENUE, TINLEY PARK
Signature: /s/ Gordon Strout
Signature date: 11 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CAPS transaction

Common Stock

Other

Transaction value
Shares: +822,128
Change %
Price
Shares after: 822,128
Date: 07 Mar 2025
Ownership: By Gordon Rocks, Inc.
Footnotes: F1

CAPS transaction

Common Stock

Purchase

Transaction value: $166,000
Shares: +41,500
Change %
Price: $4.00
Shares after: 41,500
Date: 07 Mar 2025
Ownership: Direct

CAPS transaction

Common Stock

Award

Transaction value
Shares: +142,500
Change %: +343%
Price
Shares after: 184,000
Date: 30 Mar 2026
Ownership: Direct
Footnotes: F2

CAPS transaction

Common Stock

Award

Transaction value
Shares: +357,810
Change %: +194%
Price
Shares after: 541,810
Date: 07 Aug 2026
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On March 7, 2025, pursuant to a Master Exchange Agreement entered into among the Issuer, its operating subsidiary, TotalStone, LLC ("TotalStone"), and TotalStone's Class B and Class C Members, all of the Preferred Interests in TotalStone previously owned by the Reporting Person were exchanged for 822,128 shares of the Issuer's Common Stock.

Footnote F2

THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 142,500 and 357,810 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.