Yves le Pendeven - 07 Aug 2026 Form 4 Insider Report for Funko, Inc. (FNKO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
11 Aug 2026, 16:13:52 UTC
Prior SEC filing
19 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven

Key filing fact

Yves le Pendeven filed Form 4 for Funko, Inc. (FNKO) on 11 Aug 2026.

Key facts

  • This page summarizes Yves le Pendeven's Form 4 filing for Funko, Inc. (FNKO).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 11 Aug 2026, 16:13.

Change

  • Previous filing in this sequence was filed on 19 Mar 2026.
  • Current net transaction value: -$98,674.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002014560 Primary reporting owner

Le Pendeven Yves

Relationship
CFO
Address
C/O FUNKO, INC., 2802 WETMORE AVENUE, EVERETT
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven
Signature date
11 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FNKO transaction

CLASS A COMMON STOCK

Sale

Transaction value
$91,970
Shares
-13,138
Change %
-23%
Price
$7.00
Shares after
44,936
Date
07 Aug 2026
Ownership
Direct
Footnotes
F1, F2
FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value
Shares
+2,950
Change %
+6.6%
Price
$0.000000*
Shares after
47,886
Date
08 Aug 2026
Ownership
Direct
Footnotes
F3
FNKO transaction

CLASS A COMMON STOCK

Sale

Transaction value
$6,704
Shares
-1,117
Change %
-2.3%
Price
$6.00
Shares after
46,769
Date
10 Aug 2026
Ownership
Direct
Footnotes
F4, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-2,950
Change %
-33%
Price
$0.000000*
Shares after
5,900
Date
08 Aug 2026
Ownership
Direct
Underlying class
CLASS A COMMON STOCK
Underlying amount
2,950
Exercise price
Footnotes
F3, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 6 footnotes

Footnote F1

Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.000 to $7.010, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F3

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Footnote F4

Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction dated June 14, 2023.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F6

The original grant of 11,800 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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