Deirdre Davey McGraw - 06 Aug 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
10 Aug 2026, 16:23:28 UTC
Prior SEC filing
12 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Wendy B. Mahling for Deirdre McGraw

Key filing fact

Deirdre Davey McGraw filed Form 4 for AMERIPRISE FINANCIAL INC (AMP) on 10 Aug 2026.

Key facts

  • This page summarizes Deirdre Davey McGraw's Form 4 filing for AMERIPRISE FINANCIAL INC (AMP).
  • 8 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 10 Aug 2026, 16:23.

Change

  • Previous filing in this sequence was filed on 12 Jun 2026.
  • Current net transaction value: -$1,339,867.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001389812 Primary reporting owner

McGraw Deirdre Davey

Relationship
EVP Mktg, Strat. & Comms.
Address
1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS
Signature
/s/ Wendy B. Mahling for Deirdre McGraw
Signature date
10 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMP transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,000
Change %
+20%
Price
$165.41*
Shares after
5,964
Date
06 Aug 2026
Ownership
Direct
AMP transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,000
Change %
+17%
Price
$197.87*
Shares after
6,964
Date
06 Aug 2026
Ownership
Direct
AMP transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,000
Change %
+14%
Price
$298.09*
Shares after
7,964
Date
06 Aug 2026
Ownership
Direct
AMP transaction

Common Stock

Tax liability

Transaction value
Shares
-2,191
Change %
-28%
Price
$558.08*
Shares after
5,773
Date
06 Aug 2026
Ownership
Direct
AMP transaction

Common Stock

Sale

Transaction value
$1,339,867
Shares
-2,400
Change %
-42%
Price
$558.28
Shares after
3,373
Date
06 Aug 2026
Ownership
Direct
Footnotes
F1
AMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
635
Date
06 Aug 2026
Ownership
By 401(k) Plan
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMP transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares
-1,000
Change %
-49%
Price
$0.000000*
Shares after
1,034
Date
06 Aug 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,000
Exercise price
$165.41
Footnotes
F3
AMP transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares
-1,000
Change %
-50%
Price
$0.000000*
Shares after
1,015
Date
06 Aug 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,000
Exercise price
$197.87
Footnotes
F3
AMP transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares
-1,000
Change %
-32%
Price
$0.000000*
Shares after
2,143
Date
06 Aug 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,000
Exercise price
$298.09
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Footnote F2

Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 6, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Footnote F3

Fully vested.

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