Michael Dennis Policarpo - 05 Aug 2026 Form 4 Insider Report for Victory Capital Holdings, Inc. (VCTR)

Reporting relationship: President, CFO & CAO
Issuer ticker: VCTR
Reported as of: 05 Aug 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 07 Aug 2026, 18:20:48 UTC
Prior SEC filing: 16 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Nina Gupta, attorney-in-fact for Mr. Policarpo

Key filing fact

Michael Dennis Policarpo filed Form 4 for Victory Capital Holdings, Inc. (VCTR) on 07 Aug 2026.

Key facts

This page summarizes Michael Dennis Policarpo's Form 4 filing for Victory Capital Holdings, Inc. (VCTR).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 07 Aug 2026, 18:20.

Change

Previous filing in this sequence was filed on 16 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001730118 Primary reporting owner

Policarpo Michael Dennis

Relationship: President, CFO & CAO
Address: 15935 LA CANTERA PARKWAY, SAN ANTONIO
Signature: /s/ Nina Gupta, attorney-in-fact for Mr. Policarpo
Signature date: 07 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VCTR transaction

Common Stock

Options Exercise

Transaction value
Shares: +73,763
Change %: +6.2%
Price
Shares after: 1,268,030
Date: 05 Aug 2026
Ownership: Direct
Footnotes: F1

VCTR transaction

Common Stock

Tax liability

Transaction value
Shares: -33,453
Change %: -2.6%
Price: $99.97^*
Shares after: 1,234,577
Date: 05 Aug 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VCTR transaction Derivative

Performance-based Restricted Stock

Options Exercise

Transaction value
Shares: -73,763
Change %: -25%
Price
Shares after: 221,287
Date: 05 Aug 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 73,763
Exercise price
Footnotes: F1, F3, F4, F5, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock.

Footnote F2

Represents shares of Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of performance-based restricted stock based on the closing price of the Company's shares on August 5, 2026.

Footnote F3

As disclosed on a Form 8-K filed on March 16, 2026, performance-based shares of restricted stock (the "Performance Shares") were granted to the Reporting Person on March 15, 2026, pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan, with vesting tied to four significant stock price performance hurdles. Each Performance Share represents a contingent right to receive one share of Victory Capital Holdings, Inc., Common Stock.

Footnote F4

Each performance-based restricted stock represents a contingent right to receive one share of Common Stock.

Footnote F5

Performance Shares vested on August 5, 2026 following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the first stock price performance hurdle.

Footnote F6

Not applicable.