Alfred Tate Rogers Jr. - 14 Jul 2026 Form 4 Insider Report for BayFirst Financial Corp. (BAFN)

Reporting relationship: CEO & President, Director
Issuer ticker: BAFN
Reported as of: 14 Jul 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 07 Aug 2026, 11:41:11 UTC
Prior SEC filing: 21 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Barbara Felts, Attorney-in-fact

Key filing fact

Alfred Tate Rogers Jr. filed Form 4 for BayFirst Financial Corp. (BAFN) on 07 Aug 2026.

Key facts

This page summarizes Alfred Tate Rogers Jr.'s Form 4 filing for BayFirst Financial Corp. (BAFN).
8 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 07 Aug 2026, 11:41.

Change

Previous filing in this sequence was filed on 21 May 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002136327 Primary reporting owner

Rogers Alfred Tate Jr

Relationship: CEO & President, Director
Address: 700 CENTRAL AVENUE, ST. PETERSBURG
Signature: /s/ Barbara Felts, Attorney-in-fact
Signature date: 07 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BAFN transaction

Common Stock

Sale

Transaction value
Shares: +148,564
Change %
Price
Shares after: 148,564
Date: 14 Jul 2026
Ownership: ATRJR IRA, LLC
Footnotes: F1

BAFN transaction

Common Stock

Sale

Transaction value
Shares: +279,986
Change %
Price
Shares after: 279,986
Date: 14 Jul 2026
Ownership: ATRJR, LLC
Footnotes: F1

BAFN transaction

Common Stock

Sale

Transaction value
Shares: +22,856
Change %
Price
Shares after: 22,856
Date: 14 Jul 2026
Ownership: BASS COLLECTIVE, LLC
Footnotes: F1

BAFN transaction

Common Stock

Sale

Transaction value
Shares: +691,394
Change %
Price
Shares after: 691,394
Date: 14 Jul 2026
Ownership: ATRJR ROTH, LLC
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BAFN transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
Shares: -52
Change %: -100%
Price
Shares after: 0
Date: 14 Jul 2026
Ownership: ATRJR IRA, LLC
Underlying class: Common Stock
Underlying amount: 148,564
Exercise price: $0.000000
Footnotes: F1, F2

BAFN transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
Shares: -98
Change %: -100%
Price
Shares after: 0
Date: 14 Jul 2026
Ownership: ATRJR, LLC
Underlying class: Common Stock
Underlying amount: 279,986
Exercise price: $0.000000
Footnotes: F1, F2

BAFN transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
Shares: -8
Change %: -100%
Price
Shares after: 0
Date: 14 Jul 2026
Ownership: BASS COLLECTIVE, LLC
Underlying class: Common Stock
Underlying amount: 22,856
Exercise price: $0.000000
Footnotes: F1, F2

BAFN transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
Shares: -242
Change %: -100%
Price
Shares after: 0
Date: 14 Jul 2026
Ownership: ATRJR ROTH, LLC
Underlying class: Common Stock
Underlying amount: 691,394
Exercise price: $0.000000
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

Footnote F2

Upon conversion, all shares of Series D Preferred Stock were retired.