Key facts
- This page summarizes Philip M. Sivin's Form 3 filing for Rithm Capital Corp. (RITM).
- 0 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 06 Aug 2026, 16:16.
Philip M. Sivin - 31 Jul 2026 Form 3 Insider Report for Rithm Capital Corp. (RITM)
- Reporting relationship
- Chief Legal Officer
- Issuer ticker
- RITM
- Reported as of
- 31 Jul 2026
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 06 Aug 2026, 16:16:57 UTC
- Prior SEC filing
- 30 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Philip Sivin
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Philip M. Sivin filed Form 3 for Rithm Capital Corp. (RITM) on 06 Aug 2026.
Change
- Previous filing in this sequence was filed on 30 Apr 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reporting Owners (1)
CIK 0001299722
Primary reporting owner
Sivin Philip M
- Relationship
- Chief Legal Officer
- Address
- 799 BROADWAY, 8TH FLOOR, NEW YORK
- Signature
- /s/ Philip Sivin
- Signature date
- 06 Aug 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RITM
holding
Common Stock, par value $0.01 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,504
- Date
- 31 Jul 2026
- Ownership
- Direct
RITM
holding
Series A Preferred Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 88
- Date
- 31 Jul 2026
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RITM
holding
Derivative
Class B Profits Units of Rithm Capital Management LLC
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 31 Jul 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 17,203
- Exercise price
- Footnotes
- F1, F2
RITM
holding
Derivative
Class B Profits Units of Rithm Capital Management LLC
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 31 Jul 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 24,372
- Exercise price
- Footnotes
- F2, F3
RITM
holding
Derivative
Class B Profits Units of Rithm Capital Management LLC
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 31 Jul 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 16,584
- Exercise price
- Footnotes
- F2, F4
RITM
holding
Derivative
Class B Profits Units of Rithm Capital Management LLC
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 31 Jul 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,240
- Exercise price
- Footnotes
- F2, F5
RITM
holding
Derivative
Class B Profits Units of Rithm Capital Management LLC
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 31 Jul 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 32,300
- Exercise price
- Footnotes
- F2, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Footnote F2
Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.
Footnote F3
Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Footnote F4
Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Footnote F5
Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Footnote F6
Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.