LM Asset Management Inc. - 03 Aug 2026 Form 4 Insider Report for GRAN TIERRA ENERGY INC. (GTE)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
05 Aug 2026, 14:42:24 UTC
Prior SEC filing
29 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Daniel Lau, Director of LM Asset Management Inc.
Filing notes and source

Key filing fact

LM Asset Management Inc. filed Form 4 for GRAN TIERRA ENERGY INC. (GTE) on 05 Aug 2026.

Key facts

  • This page summarizes LM Asset Management Inc.'s Form 4 filing for GRAN TIERRA ENERGY INC. (GTE).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 05 Aug 2026, 14:42.

Change

  • Previous filing in this sequence was filed on 29 Jun 2026.
  • Current net transaction value: +$399,527.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (3)

CIK 0002057190 Primary reporting owner

LM Asset Management Inc.

Relationship
10%+ Owner
Address
1640 - 1055 W. HASTINGS STREET, VANCOUVER, BRITISH COLUMBIA, CANADA
Signature
/s/ Daniel Lau, Director of LM Asset Management Inc.
Signature date
05 Aug 2026
CIK 0001950123

Lau Daniel

Relationship
10%+ Owner
Address
1640 - 1055 WEST HASTINGS STREET, VANCOUVER, BRITISH COLUMBIA, CANADA
Signature
/s/ Daniel Lau
Signature date
05 Aug 2026
CIK 0001950121

Man Christine

Relationship
10%+ Owner
Address
1640 - 1055 WEST HASTINGS STREET, VANCOUVER, BRITISH COLUMBIA, CANADA
Signature
/s/ Christine Man
Signature date
05 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GTE transaction

Common Stock

Purchase

Transaction value
$165,468
Shares
+24,000
Change %
+0.55%
Price
$6.89
Shares after
4,369,200
Date
03 Aug 2026
Ownership
See Note
Footnotes
F1, F2
GTE transaction

Common Stock

Purchase

Transaction value
$165,468
Shares
+24,000
Change %
+0.55%
Price
$6.89
Shares after
4,369,200
Date
03 Aug 2026
Ownership
See Note
Footnotes
F1, F2
GTE transaction

Common Stock

Purchase

Transaction value
$165,468
Shares
+24,000
Change %
+0.55%
Price
$6.89
Shares after
4,369,200
Date
03 Aug 2026
Ownership
See Note
Footnotes
F1, F2
GTE transaction

Common Stock

Purchase

Transaction value
$234,059
Shares
+34,000
Change %
+0.78%
Price
$6.88
Shares after
4,403,200
Date
04 Aug 2026
Ownership
See Note
Footnotes
F2, F3
GTE transaction

Common Stock

Purchase

Transaction value
$234,059
Shares
+34,000
Change %
+0.78%
Price
$6.88
Shares after
4,403,200
Date
04 Aug 2026
Ownership
See Note
Footnotes
F2, F3
GTE transaction

Common Stock

Purchase

Transaction value
$234,059
Shares
+34,000
Change %
+0.78%
Price
$6.88
Shares after
4,403,200
Date
04 Aug 2026
Ownership
See Note
Footnotes
F2, F3
GTE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
240,000
Date
03 Aug 2026
Ownership
Direct
Footnotes
F4
GTE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
240,000
Date
03 Aug 2026
Ownership
Direct
Footnotes
F4
GTE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
240,000
Date
03 Aug 2026
Ownership
Direct
Footnotes
F4
GTE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
65,550
Date
03 Aug 2026
Ownership
Direct
Footnotes
F5
GTE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
65,550
Date
03 Aug 2026
Ownership
Direct
Footnotes
F5
GTE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
65,550
Date
03 Aug 2026
Ownership
Direct
Footnotes
F5
GTE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
207,000
Date
03 Aug 2026
Ownership
See Note
Footnotes
F6
GTE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
207,000
Date
03 Aug 2026
Ownership
See Note
Footnotes
F6
GTE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
207,000
Date
03 Aug 2026
Ownership
See Note
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.84 to $7.00 inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Footnote F2

These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.85 to $6.90, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Footnote F4

These securities are beneficially owned solely by Daniel Lau.

Footnote F5

These securities are beneficially owned solely by Christine Man.

Footnote F6

These securities are held by companies of which Daniel Lau and Christine Man are directors and controlling shareholders. They may be deemed to beneficially own these shares because they are control persons of those companies. They disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interests therein.

SEC remarks

The reporting persons are filing this Form 4 jointly but not as a group, and each reporting person expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934.

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