Key facts
- This page summarizes W. Eric Carlborg's Form 4 filing for PubMatic, Inc. (PUBM).
- 8 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 02 Jun 2023, 16:28.
W. Eric Carlborg - 31 May 2023 Form 4 Insider Report for PubMatic, Inc. (PUBM)
- Reporting relationship
- Director
- Issuer ticker
- PUBM
- Reported as of
- 31 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Jun 2023, 16:28:50 UTC
- Prior SEC filing
- 26 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Abigail Hipps, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
W. Eric Carlborg filed Form 4 for PubMatic, Inc. (PUBM) on 02 Jun 2023.
Change
- Previous filing in this sequence was filed on 26 May 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PUBM
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +5,194
- Change %
- +2%
- Price
- $0.000000
- Shares after
- 267,749
- Date
- 31 May 2023
- Ownership
- Direct
PUBM
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +9,062
- Change %
- +3.4%
- Price
- $0.000000
- Shares after
- 276,811
- Date
- 31 May 2023
- Ownership
- Direct
PUBM
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,150
- Change %
- +1.1%
- Price
- $0.000000
- Shares after
- 279,961
- Date
- 31 May 2023
- Ownership
- Direct
PUBM
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,872
- Change %
- +0.67%
- Price
- $0.000000
- Shares after
- 281,833
- Date
- 31 May 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PUBM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -5,194
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 5,194
- Exercise price
- Footnotes
- F1, F2, F3
PUBM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -9,062
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 9,062
- Exercise price
- Footnotes
- F1, F3, F4
PUBM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -3,150
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,150
- Exercise price
- Footnotes
- F1, F3, F5
PUBM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,872
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,872
- Exercise price
- Footnotes
- F1, F3, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
W. Eric Carlborg is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
Footnote F2
The RSUs are fully vested. The RSUs will settle upon the earlier of (a) the Reporting Person's death, (b) the Reporting Person's disability, (c) the occurrence of a change in control of the Issuer, and (d) the separation from service of the Reporting Person from the Issuer.
Footnote F3
RSUs do not expire; they either vest are are cancelled prior to vesting date.
Footnote F4
The RSUs vest in full on the earliest to occur of (a) the first anniversary of the grant date, (b) immediately prior to the Issuer's annual meeting of stockholders in 2023, (c) the Reporting Person's death or disability, and (d) a change in control of the Issuer. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (i) the third anniversary of the grant date, (ii) the Reporting Person's death or disability, (iii) a change in control of the Issuer, and (iv) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.
Footnote F5
The RSUs are fully vested. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (a) the Reporting Person's death or disability, (b) a change in control of the Issuer, and (c) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.
Footnote F6
The RSUs fully vested on May 31, 2023. The Reporting Person has elected to defer settlement of the RSUs until the earliest to occur of (a) the Reporting Person's death or disability, (b) a change in control of the Issuer, and (c) the Reporting Person's separation of service from the Issuer. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon settlement of the RSUs.