Key facts
- This page summarizes Milton C. Ault III's Form 4 filing for Alzamend Neuro, Inc. (ALZN).
- 1 reported transaction and 6 derivative rows are listed below.
- Accepted by SEC: 04 Aug 2026, 21:35.
Milton C. Ault III - 31 Jul 2026 Form 4 Insider Report for Alzamend Neuro, Inc. (ALZN)
- Reporting relationship
- Director
- Issuer ticker
- ALZN
- Reported as of
- 31 Jul 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 04 Aug 2026, 21:35:49 UTC
- Prior SEC filing
- 09 Jul 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Milton C. Ault, III
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Milton C. Ault III filed Form 4 for Alzamend Neuro, Inc. (ALZN) on 04 Aug 2026.
Change
- Previous filing in this sequence was filed on 09 Jul 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001212502
Primary reporting owner
AULT MILTON C III
- Relationship
- Director
- Address
- 11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 190, LAS VEGAS
- Signature
- /s/ Milton C. Ault, III
- Signature date
- 04 Aug 2026
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALZN
transaction
Derivative
Series D Convertible Preferred Stock
Award
- Transaction value
- Shares
- +7,500
- Change %
- Price
- $1000.00*
- Shares after
- 7,500
- Date
- 31 Jul 2026
- Ownership
- By Ault Lending, LLC
- Underlying class
- Common Stock
- Underlying amount
- Exercise price
- Footnotes
- F1, F2, F3, F4
ALZN
holding
Derivative
Common Stock Purchase Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 988
- Date
- 31 Jul 2026
- Ownership
- By Ault Lending, LLC
- Underlying class
- Common Stock
- Underlying amount
- 988
- Exercise price
- $4050.00
- Footnotes
- F4
ALZN
holding
Derivative
Common Stock Purchase Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,556
- Date
- 31 Jul 2026
- Ownership
- By Ault Lending, LLC
- Underlying class
- Common Stock
- Underlying amount
- 13,556
- Exercise price
- $108.00
- Footnotes
- F4
ALZN
holding
Derivative
Common Stock Purchase Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,667
- Date
- 31 Jul 2026
- Ownership
- By Ault Lending, LLC
- Underlying class
- Common Stock
- Underlying amount
- 8,667
- Exercise price
- $108.00
- Footnotes
- F4
ALZN
holding
Derivative
Common Stock Purchase Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,111
- Date
- 31 Jul 2026
- Ownership
- By Ault Lending, LLC
- Underlying class
- Common Stock
- Underlying amount
- 1,111
- Exercise price
- $108.00
- Footnotes
- F4
ALZN
holding
Derivative
Stock Options (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100,000
- Date
- 31 Jul 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 100,000
- Exercise price
- $2.33
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Each share of Series D Convertible Preferred Stock has a stated value of $1,050.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.2668 and (ii) 80% of the lowest closing bid price of the Common Stock during the five (5) trading days immediately prior to the date of conversion into conversion shares, but not greater than $2.00 per share (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of issuances of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
Footnote F2
The Series D Convertible Preferred Stock has no expiration date.
Footnote F3
As of August 4, 2026, the Conversion Price was $1.016 per share, so each share of Series D Convertible Preferred Stock is convertible into approximately 1,033.5 shares of Common Stock.
Footnote F4
Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Footnote F5
On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 100,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026.
SEC remarks
Mr. Ault, the Executive Chairman of HSD, which wholly owns ACG, which in turn wholly owns Ault Lending, is a director of the Issuer. For purposes of Section 16 of the Exchange Act, each of HSD, ACG and Ault Lending may be deemed a director by deputization by virtue of their respective representation on the Board of Directors of the Issuer.