Cindy Lee - 01 Aug 2026 Form 4 Insider Report for Virtu Financial, Inc. (VIRT)

Reporting relationship: Chief Financial Officer
Issuer ticker: VIRT
Reported as of: 01 Aug 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Aug 2026, 17:28:46 UTC
Prior SEC filing: 06 Jul 2026
Source filing: View source filing
Reporting owner signature: Justin Waldie, as Attorney-in-Fact

Key filing fact

Cindy Lee filed Form 4 for Virtu Financial, Inc. (VIRT) on 03 Aug 2026.

Key facts

This page summarizes Cindy Lee's Form 4 filing for Virtu Financial, Inc. (VIRT).
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 03 Aug 2026, 17:28.

Change

Previous filing in this sequence was filed on 06 Jul 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002033153 Primary reporting owner

Lee Cindy

Relationship: Chief Financial Officer
Address: 1633 BROADWAY, 41ST FLOOR, NEW YORK
Signature: Justin Waldie, as Attorney-in-Fact
Signature date: 03 Aug 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VIRT transaction

Class A common stock

Options Exercise

Transaction value
Shares: +11,667
Change %: +37%
Price
Shares after: 43,304
Date: 01 Aug 2026
Ownership: Direct
Footnotes: F1

VIRT transaction

Class A common stock

Tax liability

Transaction value
Shares: -6,452
Change %: -15%
Price
Shares after: 36,852
Date: 01 Aug 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VIRT transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares: -11,667
Change %: -12%
Price: $0.000000^*
Shares after: 82,540
Date: 01 Aug 2026
Ownership: Direct
Underlying class: Class A common stock
Underlying amount: 11,667
Exercise price
Footnotes: F3, F4

VIRT holding Derivative

Non-voting common interest units of Virtu Financial LLC

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,760
Date: 01 Aug 2026
Ownership: See footnote
Underlying class: Class A common stock
Underlying amount: 4,760
Exercise price
Footnotes: F5, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Footnote F2

Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Footnote F3

Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

Footnote F4

The RSUs vested August 1, 2026.

Footnote F5

Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

Footnote F6

By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.