James M. Cracchiolo - 28 Jul 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Reporting relationship: CHAIRMAN AND CEO, Director
Issuer ticker: AMP
Reported as of: 28 Jul 2026
Net transaction value: -$9,828,561
SEC form: 4
Accepted by SEC: 30 Jul 2026, 17:25:31 UTC
Prior SEC filing: 06 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Wendy B. Mahling for James M. Cracchiolo

Key filing fact

James M. Cracchiolo filed Form 4 for AMERIPRISE FINANCIAL INC (AMP) on 30 Jul 2026.

Key facts

This page summarizes James M. Cracchiolo's Form 4 filing for AMERIPRISE FINANCIAL INC (AMP).
5 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 30 Jul 2026, 17:25.

Change

Previous filing in this sequence was filed on 06 Feb 2026.
Current net transaction value: -$9,828,561.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001196484 Primary reporting owner

CRACCHIOLO JAMES M

Relationship: CHAIRMAN AND CEO, Director
Address: GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS
Signature: /s/ Wendy B. Mahling for James M. Cracchiolo
Signature date: 30 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMP transaction

Common Stock

Options Exercise

Transaction value
Shares: +52,932
Change %: +49%
Price: $165.41^*
Shares after: 160,565
Date: 28 Jul 2026
Ownership: Direct

AMP transaction

Common Stock

Tax liability

Transaction value
Shares: -34,912
Change %: -22%
Price: $545.83^*
Shares after: 125,653
Date: 28 Jul 2026
Ownership: Direct

AMP transaction

Common Stock

Sale

Transaction value: $8,789,896
Shares: -16,120
Change %: -13%
Price: $545.28
Shares after: 109,533
Date: 28 Jul 2026
Ownership: Direct
Footnotes: F1

AMP transaction

Common Stock

Sale

Transaction value: $1,038,665
Shares: -1,900
Change %: -1.7%
Price: $546.67
Shares after: 107,633
Date: 28 Jul 2026
Ownership: Direct
Footnotes: F2

AMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,738
Date: 28 Jul 2026
Ownership: By 401(k) Plan
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMP transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares: -52,932
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 28 Jul 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 52,932
Exercise price: $165.41
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Footnote F2

Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Footnote F3

Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Footnote F4

Fully vested.