Arnold M. Baskies - 27 Jul 2026 Form 4 Insider Report for Anixa Biosciences Inc (ANIX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
29 Jul 2026, 09:14:58 UTC
Prior SEC filing
29 Jan 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Arnold M. Baskies

Key filing fact

Arnold M. Baskies filed Form 4 for Anixa Biosciences Inc (ANIX) on 29 Jul 2026.

Key facts

  • This page summarizes Arnold M. Baskies's Form 4 filing for Anixa Biosciences Inc (ANIX).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 29 Jul 2026, 09:14.

Change

  • Previous filing in this sequence was filed on 29 Jan 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001683567 Primary reporting owner

Baskies Arnold M

Relationship
Director
Address
C/O ANIXA BIOSCIENCES, INC., 3150 ALMADEN EXPRESSWAY, SUITE 250, SAN JOSE,
Signature
/s/ Arnold M. Baskies
Signature date
29 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ANIX transaction

Common Stock

Options Exercise

Transaction value
Shares
+6,000
Change %
+4.4%
Price
$3.13*
Shares after
141,000
Date
27 Jul 2026
Ownership
Direct
ANIX transaction

Common Stock

Tax liability

Transaction value
Shares
-5,428
Change %
-3.8%
Price
$3.46*
Shares after
135,572
Date
27 Jul 2026
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ANIX transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares
-6,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
27 Jul 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,000
Exercise price
$3.13
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reporting person exercised the stock options at this time due to their expiration on August 23, 2026. The disposal of shares reported herein represents shares withheld by Anixa Biosciences, Inc. (the "registrant") to cover the exercise price of the stock options.

Footnote F2

Right-To-Buy, pursuant to a stock option grant dated August 23, 2013.

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